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" associate" used to indicate a relationship with any person, means (1) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly,... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 223
1967
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1955 - 144 páginas
...with any person, means (1) any corporation or organization (other than the issuer or a majority owned subsidiary of the issuer) of which such person is...the issuer or any of its parents or subsidiaries. Issuer. The term "issuer" means the issuer of the securities in respect of which a proxy is solicited....
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 páginas
...substantial beneficial interest or as to which iuch person serves as trustee or in a similar fiduciiry capacity, and (3) any relative or spouse of such person,...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1970 - 166 páginas
...l>enefieiiil interest or as to which such person serves as trustee or in n similar fiduciary capacity, arid (3) any relative or spouse of such person, or any...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Certified. The term "certified," when used E regard...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1978 - 1252 páginas
...DISTRIBUTION OF INFORMATION PURSUANT TO SECTION 14(c) SOURCE: Sections 240.14cl to 240.14c-101 appear at 31 FR 262, Jan. 8, 1966, unless otherwise noted. § 240.14cl...means the statement required by Rule 14c-2 (§ 240.14c -2), whether or not contained in a single document. (c) Issuer. The term "issuer" means the issuer...
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The Code of Federal Regulations of the United States of America

1977 - 958 páginas
...||240.14ol to 240.14C-101 appear at 81 ÏU1. 263, Jan. 8. 1946. unies* otherwise noted. § 240.14«-! Definitions. Unless the context otherwise requires,...statement" means the statement required by Rule 14c-2 (5 240.14C-2), whether or not contained In я single document. (c) Issuer. The term "Issuer" means...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1970 - 670 páginas
...H 240.14c-.1 to 240.14o—lOl appear at 31 PR 262, Jan. 8, 1966, unless otherwise noted. § 2 40.14c—l Definitions. Unless the context otherwise requires,...or officer of the issuer or any of Its parents or subsid.taries. (b) Information statement. The term ‘information statement” means the statement...
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The Code of Federal Regulations of the United States of America

1978 - 1130 páginas
...general rules and regulations thereunder. In addiTitle 17 — Commodity and Securities Exchangos tion, the following definitions apply unless the context...means the statement required by Rule 14c-2 (§ 240.14с 2), whether or not contained in a single document. (c) Issuer. The term "issuer" means the issuer...
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The Code of Federal Regulations of the United States of America

1971 - 660 páginas
...with any person, means (1) any corporation or organization (other than the issuer or a majority owned subsidiary of the issuer) of which such person is...issuer or any of its parents or subsidiaries. (b) Issuer. The term "issuer" means the issuer of the securities in respect of which a proxy is solicited....
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The Code of Federal Regulations of the United States of America

1968 - 768 páginas
...with any person, means (1) any corporation or organization (other than the issuer or a majority owned subsidiary of the issuer) of which such person is...the issuer or any of its parents or subsidiaries. « 30 FR 4753, Apr. 14, 1965. (b) Issuer. The term "issuer" means the issuer of the securities in respect...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2000 - 986 páginas
...corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is,...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard...
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