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" It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud,... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 193
1967
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The Laws of Wisconsin

Wisconsin - 1941 - 686 páginas
...collectively as "advertising matter" which shall contain an untrue statement of a material fact or omit to state a material fact necessary in order to...circumstances under which they were made, not misleading, or which shall contain inadequate or incomplete information concerning relevant matters therein mentioned...
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The Code of Federal Regulations of the United States of America

1971 - 660 páginas
...position in such securities. <Sec. 10, 48 Stat. 891; 15 USC 78J) [88 FR 8269, June 4, 1968] § 240.10b-5 Employment of manipulative and deceptive devices....would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 16 USC 78J) [13 PB...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1970 - 670 páginas
...position in such securities. (Sec. 10, 48 Stat. 891; 15 USC 78j) [33 FR 8269, June 4, 19681 § 240.lOb—5 Employment of manipulative and deceptive devices....would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15 USC 78j) [13 PR...
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The Code of Federal Regulations of the United States of America

1967 - 740 páginas
...contrivance", as used In section 15(c) (1) of the act, see §§ 240.15C1-2 to 240.15cl-9. § 240.10b-5 Employment of manipulative and deceptive devices....would operate as a fraud or deceit upon any person, 315 § 240.10B-6 In connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15...
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The Code of Federal Regulations of the United States of America

1968 - 768 páginas
...contrivance", as used In section 15(c) (1) of the act, see §f 240.15C1-2 to 240.15cl-9. § 240.10b— 5 Employment of manipulative and deceptive devices....or (c) To engage in any act, practice, or course of business which operates or § 240.1 ОЬ-6 would operate as a fraud or deceit upon any person, in connection...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2001 - 994 páginas
...person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10: 48 Stat. 891: 15 USC 78j) [13 FR...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1988 - 800 páginas
...person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15 USC 78j) [13 FR...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 944 páginas
...person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15 USC 78j) [13 FR...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1968 - 782 páginas
...Indirectly, by the use of any means or Instrumentality of Interestate commerce, or of the malls or of any facility of any national securities exchange,...would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security. (Sec. 10; 48 St&t. 891; 15 USC 78J) 113 PR...
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The Code of Federal Regulations of the United States of America

1978 - 1130 páginas
...by use of the mails or any means or Instrumentality of interstate commerce, directly or Indirectly: (a) To employ any device, scheme, or artifice to defraud,...would operate as a fraud or deceit upon any person in, or in connection with (1) an offer to make, or the making of, any transaction for the purchase,...
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