Annual Report of the SEC.U.S. Government Printing Office, 1967 |
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Página ix
... bond issues admitted to trading on exchanges , and the number of issuers involved_____ Part 2. Number of stock and bond issues on each exchange as of June 30 , 1967 , classified by trading status , and number of issuers involved ...
... bond issues admitted to trading on exchanges , and the number of issuers involved_____ Part 2. Number of stock and bond issues on each exchange as of June 30 , 1967 , classified by trading status , and number of issuers involved ...
Página 28
... bonds , notes and debentures increased 75 percent over the previous year and accounted for $ 12.5 billion of the 1967 volume . Pre- ferred stock issues amounted to $ 558 million . Appendix Table 1 shows the number of statements which ...
... bonds , notes and debentures increased 75 percent over the previous year and accounted for $ 12.5 billion of the 1967 volume . Pre- ferred stock issues amounted to $ 558 million . Appendix Table 1 shows the number of statements which ...
Página 51
... bond issuance and other financial expenses , totaled $ 162 million , compared with $ 148 million last year . During the year , the Bank made 47 loans totaling $ 877 million , in- cluding a loan of $ 100 million to the Bank's affiliate ...
... bond issuance and other financial expenses , totaled $ 162 million , compared with $ 148 million last year . During the year , the Bank made 47 loans totaling $ 877 million , in- cluding a loan of $ 100 million to the Bank's affiliate ...
Página 52
... bonds , $ 425 million of U.S. dollar bonds of which $ 273.1 million were sold under delayed delivery arrangements , and SwF60 million ( US $ 14 million ) of Swiss franc bonds , the private placement of bonds and notes of $ 232 million ...
... bonds , $ 425 million of U.S. dollar bonds of which $ 273.1 million were sold under delayed delivery arrangements , and SwF60 million ( US $ 14 million ) of Swiss franc bonds , the private placement of bonds and notes of $ 232 million ...
Página 53
... bond issue in Switzerland in the amount of SwF 50,000,000 ( US $ 11,434,000 ) , a pub- lic offering in the United States of $ 50,000,000 of bonds , the private placement in Latin America of an issue of $ 30,000,000 of short - term dollar ...
... bond issue in Switzerland in the amount of SwF 50,000,000 ( US $ 11,434,000 ) , a pub- lic offering in the United States of $ 50,000,000 of bonds , the private placement in Latin America of an issue of $ 30,000,000 of short - term dollar ...
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Términos y frases comunes
32nd Annual Report action activities aggregate amended American Stock Exchange amicus curiae amount anti-fraud provisions application assets associated persons Bank bonds broker-dealer brokers and dealers capital Chapter Commis Commission Commission's common stock Company Act Release Court of Appeals debtor decision defendants directors disclosure district court dollar effective Exchange Act Release exemption filed firm fiscal fiscal year 1967 foreign Holding Company Holding Company Act indictment investigation investment advisers Investment Company Act involved issues June 30 ment million mutual fund NASD national securities exchange Northeast Utilities offering over-the-counter pany participated pending percent principal proceedings proposed proxy purchase regional offices registration statements Regulation reorganization rules Section 12(g Securities Act Securities Exchange Act securities laws security holders share volume shareholders sion staff stockholders subsidiaries suspended tion Total transactions trustee Unit investment trust unlisted trading privileges Utilities violations York Stock Exchange
Pasajes populares
Página 115 - ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
Página 42 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Página 30 - Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $5,000 or imprisoned not more than five years, or both.
Página ix - Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940.
Página 105 - ... is engaged or proposes to engage in the business of investing, reinvesting, owning, holding, or trading in securities...
Página 31 - ... is not necessary in the public interest and for the protection of investors by reason of the small amount involved or the limited character of the public offering...
Página 25 - Sec. 8. (a) Except as hereinafter provided, the effective date of a registration statement shall be the twentieth day after the filing thereof or such earlier date as the Commission may determine, having due regard to the adequacy of the information respecting the issuer theretofore available to the public, to the facility with which the nature of the securities to be registered, their relationship to the capital structure of the issuer and the rights of holders thereof can be understood, and to...
Página 31 - The Commission may from time to time by its rules and regulations, and subject to such terms and conditions as may be prescribed...
Página 1 - Department of the Wharton School of Finance and Commerce of the University of Pennsylvania.
Página 63 - A security registered with a national securities exchange may be withdrawn or stricken from listing and registration in accordance with the rules of the exchange and, upon such terms as the Commission may deem necessary to impose for the protection of investors...