| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...Commission by rules and regulations may exempt as not comprehended within the punxise of this subsection of preventing the unfair use of information which may have been obtained by such beneficial owner, director, or officer by reason of his relationship to the issuer. (c) It shall... | |
| United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 páginas
...ownership during such month, a statement of such ownership as of the close of such calendar month *nd of the changes in such ownership that have occurred...use of information which may have been obtained by such officer, director, or other affiliate by reason of his relationship to snch registered holding... | |
| United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 páginas
...ownership during such month, a statement of such ownership as of the close of such calendar month tod o{ the changes in such ownership that have occurred during...preventing the unfair use of information which may hire been obtained by such officer, director, or other affiliate by reason of his relationship to such... | |
| United States. Securities and Exchange Commission - 1940 - 1240 páginas
...applicable to officers and directors of registered holding companies. This section provides In part : For the purpose of preventing the unfair use of Information...obtained by any such officer or director by reason of bis relationship to such registered holding company or any subsidiary company thereof, any profit realized... | |
| United States - 1938 - 48 páginas
...Commission) indicating his ownership at the close of the calendar month and such changes in his ownership as have occurred during such calendar month. (b) For...use of information which may have been obtained by such beneficial owner, director, or officer by reason of his relationship to the issuer, any profit... | |
| United States. Securities and Exchange Commission - 1956 - 900 páginas
...indi.ting his ownership at the close of the calendar onth and such changes in his ownership as have :curred during such calendar month. (b) For the purpose of preventing the unfair 9e of information which may have been obtained y such beneficial owner, director, or officer by eason... | |
| United States. Congress. House. Committee on Appropriations - 1938 - 1086 páginas
...Reports at frequent intervals are required of insiders as to their trading in their company's securities for the purpose of preventing the unfair use of information which may come to them in their position. These are being regularly received by the Commission and are carefully... | |
| United States - 1953 - 1692 páginas
...Commission) indicating his ownership at the close of the calendar month and such changes in his ownership as strar copies of all applications for a certificate...received or issued by the Secretary under the provi such beneficial owner, director, or officer by reason of his relationship to the issuer, any profit... | |
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