SEC/CFTC Jurisdictional Issues: Hearings Before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, Second Session, on H.R. 4477, a Bill to Combine the Functions of the Commodity Futures Trading Commission and the Securities and Exchange Commission ... May 3 and 24, 1990, Volumen4U.S. Government Printing Office, 1990 - 330 páginas |
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Términos y frases comunes
agency agricultural American Stock Exchange believe Brady Report Breeden CFTC Chairman Chicago Mercantile Exchange CIGNA committee Commodity Exchange Act Commodity Futures Trading competitive CONGRESS THE LIBRARY coordinated Council Coxon decline effective equity markets exclusivity clause Federal Reserve financial futures financial institutions financial markets firms functions funds futures contracts futures exchanges futures margins Futures Trading Commission Glickman Gramm Greenspan index arbitrage index futures market individual investors industry innovation instruments investment IP's issue jurisdiction legislation LIBRARY OF CONGRESS margin levels margin requirements market break Market Reform Hearings market volatility marketplace NYSE O'BRIEN October October 13 oversight percent position problems program trading proposal regulation regulatory authority regulatory structure regulatory system risk Russo securities exchanges securities markets selling SLATTERY statement stock index futures stock market stock options stocks and stock subcommittee supra note 20 testimony Thank tion transfer uptick rule Written Submission York Stock Exchange
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Página 62 - Speculators may do no harm as bubbles on a steady stream of enterprise. But the position is serious when enterprise becomes the bubble on a whirlpool of speculation.
Página 265 - Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940.
Página 325 - The Board of Governors of the Federal Reserve System, the Comptroller of the Currency, the Federal Home Loan Bank Board...
Página 325 - Dear Mr. Chairman: I am writing to you on behalf of the National Association of Federal Credit Unions (NAFCU), the only national...
Página 329 - Act, to — (1) subject to the civil service and classification laws, select, appoint, employ and fix the compensation of such officers and employees as are necessary to carry out the provisions of this...
Página 327 - FFIEC is a formal interagency body empowered to prescribe uniform principles, standards, and report forms for the federal examination of financial institutions by the Board of Governors of the Federal Reserve System (FRB), the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration (NCUA), the Office of the Comptroller of the Currency (OCC), and the Office of Thrift Supervision (OTS...
Página 248 - Mr. Chairman and Members of the Committee: It is my pleasure to appear before you today to bring you up to date on the good news about the Naval Reserve and to look ahead to the future. I will discuss my "report card" for the past year and present our program for Fiscal Year 1986.
Página 325 - Honorable Edward J. Markey Chairman, Subcommittee on Telecommunications and Finance Committee on Energy and Commerce United States House of Representatives Washington, DC 20515 Dear...
Página 201 - We should not lose sight of the fact that, under the existing system of split jurisdiction over financial instruments, our financial markets have been the most innovative in the world, with many of the new products spurred by the introduction of index futures and other futures.
Página 330 - Government may delegate his or her authorities under this paragraph to an official of such agency or department who has personnel security responsibilities and is a member of the Senior Executive Service or equivalent civilian or military rank. (D) Report to the Congress Not later than January 31 of each year, the head of each agency and department of the United States Government that exercised authority under this paragraph during the preceding year...