Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 15
... addition of a partner : Provided , That if such change does not , as a matter of law , create a new partner- ship , it may be reported by the regis- trant to the Commission on Form 3 - R within 10 days of the date of such change , and ...
... addition of a partner : Provided , That if such change does not , as a matter of law , create a new partner- ship , it may be reported by the regis- trant to the Commission on Form 3 - R within 10 days of the date of such change , and ...
Página 30
... addition to , or deletion from any existing rule of the contract market , the existing rule shall be set forth , with brackets used to indicate words to be deleted and underscoring used to indicate words to be added ) ; ( 2 ) Describe ...
... addition to , or deletion from any existing rule of the contract market , the existing rule shall be set forth , with brackets used to indicate words to be deleted and underscoring used to indicate words to be added ) ; ( 2 ) Describe ...
Página 36
... addition : statements f an agent , concerning a future tion which would offset a cas tion which the agent does not has not contracted to buy or se contain information describing tractual arrangements betwe agent filing and the person wh ...
... addition : statements f an agent , concerning a future tion which would offset a cas tion which the agent does not has not contracted to buy or se contain information describing tractual arrangements betwe agent filing and the person wh ...
Página 53
... addition to the showing required in §10.44 ( a ) , the application shall in- clude : ( 1 ) The name and post office address of the witness ; ( 2 ) The specific matters concerning which the witness is expected to tes- tify and their ...
... addition to the showing required in §10.44 ( a ) , the application shall in- clude : ( 1 ) The name and post office address of the witness ; ( 2 ) The specific matters concerning which the witness is expected to tes- tify and their ...
Página 59
... - statement of proposed findings and conclusions shall , in addition to any other matter , indicate which para- graphs of initial proposals are not dis- puted . § 59 Chapter I - Commodity Futures Trading Commission $ 10.82.
... - statement of proposed findings and conclusions shall , in addition to any other matter , indicate which para- graphs of initial proposals are not dis- puted . § 59 Chapter I - Commodity Futures Trading Commission $ 10.82.
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Términos y frases comunes
48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless