Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 15
... assets exceed current liabil ( 2 ) The term " current as cash and other assets q commonly identified as are reasonably expected t in cash or sold during the months in the normal co ation of the principal bu applicant or registrant , a ...
... assets exceed current liabil ( 2 ) The term " current as cash and other assets q commonly identified as are reasonably expected t in cash or sold during the months in the normal co ation of the principal bu applicant or registrant , a ...
Página 16
... assets , such as land , building , furniture and fixtures , im- provements to real property ; ( xiv ) Prepaid expenses and deferred charges ; ( xv ) Securities without a ready market ; and ( xvi ) Everything excluded from such term in ...
... assets , such as land , building , furniture and fixtures , im- provements to real property ; ( xiv ) Prepaid expenses and deferred charges ; ( xv ) Securities without a ready market ; and ( xvi ) Everything excluded from such term in ...
Página 17
... assets , with a ready market at an equal or greater value , for the assets initially loaned , if the agreement provides for such sub- stitution and is modified so that the substitute cash or assets are subordin- ated in accordance with ...
... assets , with a ready market at an equal or greater value , for the assets initially loaned , if the agreement provides for such sub- stitution and is modified so that the substitute cash or assets are subordin- ated in accordance with ...
Página 18
... assets under this regulation , 70 percent of the market value thereof ; and in ( vi ) That amount of subordinated borrowings and other forms of subor- dinated indebtedness which is excess of 75 percent of the total of capital and ...
... assets under this regulation , 70 percent of the market value thereof ; and in ( vi ) That amount of subordinated borrowings and other forms of subor- dinated indebtedness which is excess of 75 percent of the total of capital and ...
Página 293
... assets . 210.3-12 Current liabilities . 210.3-13 Reacquired evidences of indebted- ness . 210.3-14 Reacquired shares . 210.3-15 Discount on capital shares . 210.3-16 General notes to financial state- ments . ( See Release No. AS - 4 ) ...
... assets . 210.3-12 Current liabilities . 210.3-13 Reacquired evidences of indebted- ness . 210.3-14 Reacquired shares . 210.3-15 Discount on capital shares . 210.3-16 General notes to financial state- ments . ( See Release No. AS - 4 ) ...
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Términos y frases comunes
48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless