Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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... Commodity and Securities Exchanges Revised as of April 1 , 1978 * 1934 NATIONAL STATES ARCHIVES UNITED OF THE code of federal regulations 17 Commodity a Securities Exc Revised. Front Cover.
... Commodity and Securities Exchanges Revised as of April 1 , 1978 * 1934 NATIONAL STATES ARCHIVES UNITED OF THE code of federal regulations 17 Commodity a Securities Exc Revised. Front Cover.
Página vii
... COMMODITY AND SECURITIES EXCHANGES is compos The contents of this volume represent all current regulati Commodity Futures Trading Commission and the Securiti Commission as of April 1 , 1978 . The Code of Federal Regulations is published ...
... COMMODITY AND SECURITIES EXCHANGES is compos The contents of this volume represent all current regulati Commodity Futures Trading Commission and the Securiti Commission as of April 1 , 1978 . The Code of Federal Regulations is published ...
Página x
... Commodity Securities Exchanges CHAPTER I - Commodity. Superintendent of Documents , U.S. Government Printing Office , Washington , D.C. 20402. A23 A federal egist 00.028 127 DAILY SUPPLEMENT TO THE CODE OF FEDERAL REGULATIONS publishes ...
... Commodity Securities Exchanges CHAPTER I - Commodity. Superintendent of Documents , U.S. Government Printing Office , Washington , D.C. 20402. A23 A federal egist 00.028 127 DAILY SUPPLEMENT TO THE CODE OF FEDERAL REGULATIONS publishes ...
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... Commodity Securities Exchanges CHAPTER I - Commodity Futures Trading Commission .... CHAPTER II - Securities and Exchange Commission ......... CHAPTER I - COMMODITY FUTURES TRADING COMMISSION Part 0 1 1.
... Commodity Securities Exchanges CHAPTER I - Commodity Futures Trading Commission .... CHAPTER II - Securities and Exchange Commission ......... CHAPTER I - COMMODITY FUTURES TRADING COMMISSION Part 0 1 1.
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... commodity transactions . Regulation of commodity option transactions ..... Delivery period required ........... Organization , functions , and procedures of the Commission .... Commission records and information . Records maintained on ...
... commodity transactions . Regulation of commodity option transactions ..... Delivery period required ........... Organization , functions , and procedures of the Commission .... Commission records and information . Records maintained on ...
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48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless