Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 24
... copies of confirma- tions , copies of statements of purchase and sale and all other records , data and memoranda which have been pre- pared in the course of his business of dealing in commodity futures and cash commodities . ( a - 1 ) ...
... copies of confirma- tions , copies of statements of purchase and sale and all other records , data and memoranda which have been pre- pared in the course of his business of dealing in commodity futures and cash commodities . ( a - 1 ) ...
Página 31
... copies of such rule are furnished to the Commission pursuant to para- graph ( d ) of this section , that the Commission has determined : ( i ) That the purposes of the Act appear to necessitate Commission review of the proposed rule ...
... copies of such rule are furnished to the Commission pursuant to para- graph ( d ) of this section , that the Commission has determined : ( i ) That the purposes of the Act appear to necessitate Commission review of the proposed rule ...
Página 47
... copies ; when required . Two copies of all pleadings subsequent to the com- plaint , all motions , petitions or appli- cations made in the course of a pro- ceeding ( unless made orally during a hearing ) , all proposed findings and ...
... copies ; when required . Two copies of all pleadings subsequent to the com- plaint , all motions , petitions or appli- cations made in the course of a pro- ceeding ( unless made orally during a hearing ) , all proposed findings and ...
Página 52
... Copies of or a list of documents which it intends to introduce at the hearing . The Administrative Law Judge shall not order any of the fore- going procedures that any party can show is inappropriate under all the circumstances . ( b ) ...
... Copies of or a list of documents which it intends to introduce at the hearing . The Administrative Law Judge shall not order any of the fore- going procedures that any party can show is inappropriate under all the circumstances . ( b ) ...
Página 82
... copies of the document , an affidavit of service executed by any person 18 years of age or older or a certificate of ... copies . Unless other- wise specifically provided , an original and five conformed copies of all docu- ments shall ...
... copies of the document , an affidavit of service executed by any person 18 years of age or older or a certificate of ... copies . Unless other- wise specifically provided , an original and five conformed copies of all docu- ments shall ...
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Términos y frases comunes
48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless