Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 172
... distribution of voting power . The issu- ance and sale of securities by holding companies and their subsidiaries , unless exempt ( subject to conditions and terms which the Commission is empowered to impose ) as an issue ex- pressly ...
... distribution of voting power . The issu- ance and sale of securities by holding companies and their subsidiaries , unless exempt ( subject to conditions and terms which the Commission is empowered to impose ) as an issue ex- pressly ...
Página 212
... Distribution of information to secu- 14 ( c ) rity holders from whom proxies are not solicited filed under Regu- lation C ( 17 CFR 230.400 et seq . ) . Acquisitions , tender offers and so- 13 ( d ) , 14 ( d ) licitations . ( 17 CFR ...
... Distribution of information to secu- 14 ( c ) rity holders from whom proxies are not solicited filed under Regu- lation C ( 17 CFR 230.400 et seq . ) . Acquisitions , tender offers and so- 13 ( d ) , 14 ( d ) licitations . ( 17 CFR ...
Página 213
... distribution of securities on exchanges . Suspensions of trading of securities 15 ( c ) ( 5 ) otherwise than on a national secu- rities exchange . Annual and supplemental reports of 17 the Municipal Securities Rule- making Board ...
... distribution of securities on exchanges . Suspensions of trading of securities 15 ( c ) ( 5 ) otherwise than on a national secu- rities exchange . Annual and supplemental reports of 17 the Municipal Securities Rule- making Board ...
Página 215
... distribution of releases has been discontinued by the Com- mission because of rising costs and staff limitations . However , the texts of all re- leases under the various Acts , the corporate reorganization releases , and the litigation ...
... distribution of releases has been discontinued by the Com- mission because of rising costs and staff limitations . However , the texts of all re- leases under the various Acts , the corporate reorganization releases , and the litigation ...
Página 323
... distribution to shareholders in ac- cordance with section 852 ( b ) ( 3 ) ( D ) of the Internal Revenue Code shall , on the last day of its taxable year ( and not earlier ) , make provision for taxes on such undistributed capital gains ...
... distribution to shareholders in ac- cordance with section 852 ( b ) ( 3 ) ( D ) of the Internal Revenue Code shall , on the last day of its taxable year ( and not earlier ) , make provision for taxes on such undistributed capital gains ...
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48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless