Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 41
... documents and other ma- terials of the Commission for all pur- poses including those authorized by 28 U.S.C. 1733 ( b ) ( relating to authenti- cated copies of agency documents used as evidence ) : The Chairman and all Commissioners ...
... documents and other ma- terials of the Commission for all pur- poses including those authorized by 28 U.S.C. 1733 ( b ) ( relating to authenti- cated copies of agency documents used as evidence ) : The Chairman and all Commissioners ...
Página 44
Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with ... document . In any instance in which a time limit is not prescribed for an action to be taken in a proceeding , the ...
Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with ... document . In any instance in which a time limit is not prescribed for an action to be taken in a proceeding , the ...
Página 47
... documents ; form and execution . ( a ) Service by a party or other par- ticipant in a proceeding- ( 1 ) Number of copies ; when required . Two copies of all pleadings subsequent to the com- plaint , all motions , petitions or appli ...
... documents ; form and execution . ( a ) Service by a party or other par- ticipant in a proceeding- ( 1 ) Number of copies ; when required . Two copies of all pleadings subsequent to the com- plaint , all motions , petitions or appli ...
Página 48
... Documents improperly tendered for filing . No document will be accept- ed unless it complies with the require- ments of this paragraph concerning form , filing , subscription , service and other similar matters . A document tendered but ...
... Documents improperly tendered for filing . No document will be accept- ed unless it complies with the require- ments of this paragraph concerning form , filing , subscription , service and other similar matters . A document tendered but ...
Página 68
Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with ... document , know- ing it to contain false , fictitious or fraudulent information , is subject to the criminal penalties ...
Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with ... document , know- ing it to contain false , fictitious or fraudulent information , is subject to the criminal penalties ...
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Términos y frases comunes
48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless