Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 5
... means any exchange or association , whether incorporated or unincorporated , of persons who shall be engaged in the business of buying or selling any com- modity or receiving the same for sale on consignment . ( b ) Business day . This ...
... means any exchange or association , whether incorporated or unincorporated , of persons who shall be engaged in the business of buying or selling any com- modity or receiving the same for sale on consignment . ( b ) Business day . This ...
Página 6
... means the month of delivery specified in a contract of sale of any commodity for future delivery . ( m ) [ Reserved ] ( n ) Floor broker . This term means any person who , in or surrounding any pit , ring , post , or other place ...
... means the month of delivery specified in a contract of sale of any commodity for future delivery . ( m ) [ Reserved ] ( n ) Floor broker . This term means any person who , in or surrounding any pit , ring , post , or other place ...
Página 8
... means any person who ( as provided in section 4k of the Act ) is associated with any futures commissio chant or with any agent of a commission merchant as a part ficer , or employee ( or any perso pying a similar status or peri similar ...
... means any person who ( as provided in section 4k of the Act ) is associated with any futures commissio chant or with any agent of a commission merchant as a part ficer , or employee ( or any perso pying a similar status or peri similar ...
Página 16
... means obligations that are due and payable or will become due and pay- able in the next 12 months , or the liq- uidation of which is reasonably ex- pected to require the use of existing resources classifiable as current assets or the ...
... means obligations that are due and payable or will become due and pay- able in the next 12 months , or the liq- uidation of which is reasonably ex- pected to require the use of existing resources classifiable as current assets or the ...
Página 29
... means any constitutional pro- vision , article of incorporation , bylaw , rule , regulation , resolution , interpreta- tion , stated policy , or instrument cor- responding thereto , in whatever form adopted , and any amendment or addi ...
... means any constitutional pro- vision , article of incorporation , bylaw , rule , regulation , resolution , interpreta- tion , stated policy , or instrument cor- responding thereto , in whatever form adopted , and any amendment or addi ...
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Términos y frases comunes
48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless