Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 125
... ment and financial interests or supple- mentary statement , including holdings placed in trust , is not known to the employee but is known to another person , the employee shall request that other person to submit informa- tion in his ...
... ment and financial interests or supple- mentary statement , including holdings placed in trust , is not known to the employee but is known to another person , the employee shall request that other person to submit informa- tion in his ...
Página 126
... ment , loans , services , or other things of monetary value accepted by a spouse or minor child of a member or employee or other relatives who are residents of the immediate household of the member or employee shall be deemed , for ...
... ment , loans , services , or other things of monetary value accepted by a spouse or minor child of a member or employee or other relatives who are residents of the immediate household of the member or employee shall be deemed , for ...
Página 129
... ment employment ( 18 U.S.C. 1917 ) . ( k ) The prohibition against fraud or false statements in a Government matter ( 18 U.S.C. 1001 ) . ( 1 ) The prohibition against mutilat- ing or destroying a public record ( 18 U.S.C. 2071 ) . ( m ) ...
... ment employment ( 18 U.S.C. 1917 ) . ( k ) The prohibition against fraud or false statements in a Government matter ( 18 U.S.C. 1001 ) . ( 1 ) The prohibition against mutilat- ing or destroying a public record ( 18 U.S.C. 2071 ) . ( m ) ...
Página 178
... ment Management . The Director of the Division of In- vestment Management is responsible ' to the Commission for the administra- tion of the Commission's responsibil- ities under the Investment Company Act of 1940 and the Investment ...
... ment Management . The Director of the Division of In- vestment Management is responsible ' to the Commission for the administra- tion of the Commission's responsibil- ities under the Investment Company Act of 1940 and the Investment ...
Página 181
... ment and execution of the personnel programs of the Commission . These programs include recruitment , place- ment and staffing ; position classifica- tion and wage administration ; employ- ee career development and training ; labor ...
... ment and execution of the personnel programs of the Commission . These programs include recruitment , place- ment and staffing ; position classifica- tion and wage administration ; employ- ee career development and training ; labor ...
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Términos y frases comunes
48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless