Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 40
... party or its property or assets is sub- ject . ( b ) Every contract market shall submit to the Commission copies of ... parties ( including any officers , directors or other officials of the contract market ) which may be bringing or ...
... party or its property or assets is sub- ject . ( b ) Every contract market shall submit to the Commission copies of ... parties ( including any officers , directors or other officials of the contract market ) which may be bringing or ...
Página 41
... Parties and Limited Participation 10.31 Parties . 10.32 Substitution of parties . 10.33 Intervention as a party . 10.34 10.35 Limited participation . Permission to state views . 10.36 Commission review of rulings . Subpart D ...
... Parties and Limited Participation 10.31 Parties . 10.32 Substitution of parties . 10.33 Intervention as a party . 10.34 10.35 Limited participation . Permission to state views . 10.36 Commission review of rulings . Subpart D ...
Página 43
... Party " includes a person or agency named or admitted as a party to a proceeding ; ( 1 ) " Person " includes an individual , partnership , corporation , association , exchange or other entity or organiza- tion ; com- ( m ) " Pleading ...
... Party " includes a person or agency named or admitted as a party to a proceeding ; ( 1 ) " Person " includes an individual , partnership , corporation , association , exchange or other entity or organiza- tion ; com- ( m ) " Pleading ...
Página 44
... party or agent of a party fails to comply with an order issued by the Administrative Law Judge ; ( 12 ) Take any other action required to give effect to these Rules of Prac- tice , including but not limited to re- questing the parties ...
... party or agent of a party fails to comply with an order issued by the Administrative Law Judge ; ( 12 ) Take any other action required to give effect to these Rules of Prac- tice , including but not limited to re- questing the parties ...
Página 45
... Party " includes a person or agency named or admitted as a party , or properly seeking and entitled as of right to be admitted as a party , to a proceeding , and a person or agency permitted limited participation or to state views in a ...
... Party " includes a person or agency named or admitted as a party , or properly seeking and entitled as of right to be admitted as a party , to a proceeding , and a person or agency permitted limited participation or to state views in a ...
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Términos y frases comunes
48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless