Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 30
... prior approval . ( 5 ) The term " governing board " of a contract market means the board of directors , the board of governors , the board of managers or any other simi- lar body of the contract market or any committee duly authorized ...
... prior approval . ( 5 ) The term " governing board " of a contract market means the board of directors , the board of governors , the board of managers or any other simi- lar body of the contract market or any committee duly authorized ...
Página 31
... prior to being placed into effect by the contract market , where such rule is operational or administrative in nature and pertains to such matters as : ( 1 ) Government , organization , and administration of the contract market ...
... prior to being placed into effect by the contract market , where such rule is operational or administrative in nature and pertains to such matters as : ( 1 ) Government , organization , and administration of the contract market ...
Página 33
... prior to its proposed ef- fective date , copies of any reviewable rule which the contract market pro- poses to place into effect without prior submission to the Commission pursu- ant to §1.41 ( b ) , where such Director determines that ...
... prior to its proposed ef- fective date , copies of any reviewable rule which the contract market pro- poses to place into effect without prior submission to the Commission pursu- ant to §1.41 ( b ) , where such Director determines that ...
Página 59
... prior to issuance of the initial de- cision . The petition shall show that the evidence sought to be adduced is relevant and material and that there were reasonable grounds for failure to adduce such evidence at the time of the original ...
... prior to issuance of the initial de- cision . The petition shall show that the evidence sought to be adduced is relevant and material and that there were reasonable grounds for failure to adduce such evidence at the time of the original ...
Página 80
... prior to the close of the hearing in a repara- tion proceeding , the Presiding Officer may allow amendments of the plead- ings either upon written consent of the parties or for good cause shown . ( b ) Supplemental Pleadings . Upon ...
... prior to the close of the hearing in a repara- tion proceeding , the Presiding Officer may allow amendments of the plead- ings either upon written consent of the parties or for good cause shown . ( b ) Supplemental Pleadings . Upon ...
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Términos y frases comunes
48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless