Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 43
... Reasonable notice shall be given to all parties of any action taken pursuant to this provision . ( c ) The Presiding Officer , to expe- dite decision or to prevent undue hard- ship on any party , may waive any rule in Subparts A through ...
... Reasonable notice shall be given to all parties of any action taken pursuant to this provision . ( c ) The Presiding Officer , to expe- dite decision or to prevent undue hard- ship on any party , may waive any rule in Subparts A through ...
Página 45
... reasonably be ex- pected to be involved in the decision- making process in any proceeding , in- cluding , but not ... reasonable prior notice to all parties is not given , but does not include requests for status reports on any matter ...
... reasonably be ex- pected to be involved in the decision- making process in any proceeding , in- cluding , but not ... reasonable prior notice to all parties is not given , but does not include requests for status reports on any matter ...
Página 46
... suspend the proceedings for a reasonable time for the purpose of enabling the party to obtain other counsel or representative . ( 2 ) Whenever the Administrative Law Judge has issued 46 § 10.11 Title 17 - Commodity and Securities Exchanges.
... suspend the proceedings for a reasonable time for the purpose of enabling the party to obtain other counsel or representative . ( 2 ) Whenever the Administrative Law Judge has issued 46 § 10.11 Title 17 - Commodity and Securities Exchanges.
Página 49
... reasonable showing is made by a respondent that he cannot frame a responsive answer based on the allegations in the complaint , he may move for a more definite state- ment of the charges against him before filing an answer . A motion ...
... reasonable showing is made by a respondent that he cannot frame a responsive answer based on the allegations in the complaint , he may move for a more definite state- ment of the charges against him before filing an answer . A motion ...
Página 52
... reasonable inquiry and that the information known or reasonably available to him is insufficient to enable him to admit or deny . A party who considers that a matter of which an admission has been requested pre- sents a genuine issue ...
... reasonable inquiry and that the information known or reasonably available to him is insufficient to enable him to admit or deny . A party who considers that a matter of which an admission has been requested pre- sents a genuine issue ...
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Términos y frases comunes
48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless