Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 9
... reference on the Form 8 - R on which such appli- cation for renewal is made . ( 7 U.S.C. 6f , 6k , 6n , and 12a ( Supp . V , 1975 ) . ) [ 42 FR 23993 , May 11 , 1977 ] §1.10c Applications for registration of commodity trading advisors ...
... reference on the Form 8 - R on which such appli- cation for renewal is made . ( 7 U.S.C. 6f , 6k , 6n , and 12a ( Supp . V , 1975 ) . ) [ 42 FR 23993 , May 11 , 1977 ] §1.10c Applications for registration of commodity trading advisors ...
Página 63
... references to the record . ( iii ) An argument . The argument may be preceded by a summary . The argument shall contain ... reference citations to the record con- tained in its brief or in any other docu- ment . If an appellee deems it ...
... references to the record . ( iii ) An argument . The argument may be preceded by a summary . The argument shall contain ... reference citations to the record con- tained in its brief or in any other docu- ment . If an appellee deems it ...
Página 64
... reference and examination , and shall not engage in unnecessary desig- nation . The fact that a part of the record is not included in an appendix shall not prevent any party or the Commission from relying thereon . ( 2 ) Preparation of ...
... reference and examination , and shall not engage in unnecessary desig- nation . The fact that a part of the record is not included in an appendix shall not prevent any party or the Commission from relying thereon . ( 2 ) Preparation of ...
Página 95
... reference to the manner in which interested persons shall be afforded the opportunity to participate in such proceedings ; ( b ) Reference to the authority under which the rule is proposed ; and ( c ) Either the terms or substance of ...
... reference to the manner in which interested persons shall be afforded the opportunity to participate in such proceedings ; ( b ) Reference to the authority under which the rule is proposed ; and ( c ) Either the terms or substance of ...
Página 135
... reference facilities . The Commission shall have public reference facilities at its principal of- fices at 2033 K Street , NW . , Washing- ton , D.C. 20581 , telephone ( 202 ) 254- 8630 and at its regional offices : Sears Tower , 46th ...
... reference facilities . The Commission shall have public reference facilities at its principal of- fices at 2033 K Street , NW . , Washing- ton , D.C. 20581 , telephone ( 202 ) 254- 8630 and at its regional offices : Sears Tower , 46th ...
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48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless