Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 9
... request by the Commission . ( 7 U.S.C. 6f , 6k , 6n , and 12a ( Supp . V. 1975 ) . ) [ 42 FR 23993 , May 11 , 1977 ] §1.10d Applications for registration of commodity pool operators . Application for registration as a commodity pool ...
... request by the Commission . ( 7 U.S.C. 6f , 6k , 6n , and 12a ( Supp . V. 1975 ) . ) [ 42 FR 23993 , May 11 , 1977 ] §1.10d Applications for registration of commodity pool operators . Application for registration as a commodity pool ...
Página 40
... request , filed in any material legal proceedings instituted against any officer , director , or other official of the contract market , arising from conduct in such person's capacity as a contract market official and alleging ...
... request , filed in any material legal proceedings instituted against any officer , director , or other official of the contract market , arising from conduct in such person's capacity as a contract market official and alleging ...
Página 52
... request for admission of the truth of any facts rel- evant to the pending proceeding set forth in the request , including the genuineness of any documents de- scribed therein . Each matter of which an admission is requested shall be sep ...
... request for admission of the truth of any facts rel- evant to the pending proceeding set forth in the request , including the genuineness of any documents de- scribed therein . Each matter of which an admission is requested shall be sep ...
Página 57
... requested if he is satis- fied the application complies with this section and the request is not unrea- sonable , oppressive , excessive in scope or unduly burdensome . No attempt shall be made to determine the admis- sibility of ...
... requested if he is satis- fied the application complies with this section and the request is not unrea- sonable , oppressive , excessive in scope or unduly burdensome . No attempt shall be made to determine the admis- sibility of ...
Página 58
... request the subpoena was issued , and after oppor- tunity for response by that person , the Administrative Law Judge may ( 1 ) quash or modify the subpoena , or ( ii ) condition denial of the application to quash or modify the subpoena ...
... request the subpoena was issued , and after oppor- tunity for response by that person , the Administrative Law Judge may ( 1 ) quash or modify the subpoena , or ( ii ) condition denial of the application to quash or modify the subpoena ...
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Términos y frases comunes
48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless