Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 7
... transactions or ly represent a substi tions to be made or taken at a later tim marketing channel , are economically app reduction of risks in management of a co prise , and where they ( i ) The potential ch of assets which a p duces ...
... transactions or ly represent a substi tions to be made or taken at a later tim marketing channel , are economically app reduction of risks in management of a co prise , and where they ( i ) The potential ch of assets which a p duces ...
Página 25
... transactions ; ( 2 ) A record of transactions which will show separately for each account ( including proprietary accounts ) all commodity futures transactions ex- ecuted for such account , including the date , price , quantity , market ...
... transactions ; ( 2 ) A record of transactions which will show separately for each account ( including proprietary accounts ) all commodity futures transactions ex- ecuted for such account , including the date , price , quantity , market ...
Página 28
... transactions . ( a ) Competitive execution required ; exceptions . All purchases and sales of any commodity for future delivery on or subject to the rules of a contract market shall be executed openly and competitively by open outcry or ...
... transactions . ( a ) Competitive execution required ; exceptions . All purchases and sales of any commodity for future delivery on or subject to the rules of a contract market shall be executed openly and competitively by open outcry or ...
Página 36
... transactions and positions be consid- ered as bona fide hedging transactions and positions . In such cases , the Com- mission shall consider all information so filed and , by notice to such person , shall specify the extent to which the ...
... transactions and positions be consid- ered as bona fide hedging transactions and positions . In such cases , the Com- mission shall consider all information so filed and , by notice to such person , shall specify the extent to which the ...
Página 37
... transactions and positions if such person is so notified by the Commission within ten days after the Commission is furnished with the information required under paragraphs ( b ) or ( c ) of this section . The Commission may request the ...
... transactions and positions if such person is so notified by the Commission within ten days after the Commission is furnished with the information required under paragraphs ( b ) or ( c ) of this section . The Commission may request the ...
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Términos y frases comunes
48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless