Code of Federal Regulations: Containing a Codification of Documents of General Applicability and Future Effect as of December 31, 1948, with Ancillaries and IndexDivision of the Federal Register, the National Archives, 1978 Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries. |
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Página 16
... written security agreement , signed by the debtor , and has a per- fected security interest in the collater- al within the meaning of the laws of the state in which the collateral is lo- cated . ( 4 ) The term " current liabilities ...
... written security agreement , signed by the debtor , and has a per- fected security interest in the collater- al within the meaning of the laws of the state in which the collateral is lo- cated . ( 4 ) The term " current liabilities ...
Página 24
... written record of such order , including the account identifi cation and order number , and shal record thereon , by time - stamp ΟΙ other timing device , the date and time to the nearest minute , the order is re ceived . ( 2 ) Except ...
... written record of such order , including the account identifi cation and order number , and shal record thereon , by time - stamp ΟΙ other timing device , the date and time to the nearest minute , the order is re ceived . ( 2 ) Except ...
Página 28
... written rules of the contract market which have been submitted to and approved by the Commission , spe- cifically providing for the noncompeti- tive execution of such transactions . ( b ) Noncompetitive trades ; exchange of futures ...
... written rules of the contract market which have been submitted to and approved by the Commission , spe- cifically providing for the noncompeti- tive execution of such transactions . ( b ) Noncompetitive trades ; exchange of futures ...
Página 45
... written communica- tion not on the public record with re- spect to which reasonable prior notice to all parties is ... written communications ; ( ii ) Memoranda stating the sub- stance of all such oral communica- tions ; and ( iii ) All ...
... written communica- tion not on the public record with re- spect to which reasonable prior notice to all parties is ... written communications ; ( ii ) Memoranda stating the sub- stance of all such oral communica- tions ; and ( iii ) All ...
Página 52
... written request for admission of the truth of any facts rel- evant to the pending proceeding set forth in the request , including the genuineness of any documents de- scribed therein . Each matter of which an admission is requested ...
... written request for admission of the truth of any facts rel- evant to the pending proceeding set forth in the request , including the genuineness of any documents de- scribed therein . Each matter of which an admission is requested ...
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Términos y frases comunes
48 Stat Administrative Law Judge affiliates aggregate amended amount application appropriate assets authority balance sheet broker or dealer caption certificate chapter cluding Column Commis Commission's commodity Commodity Exchange Act contract market copies corporation curities deemed Director disclosure dividends documents effective date employee erwise exemption fees filed financial statements funds furnished futures commission merchant included income statement initial decision interest investment adviser issue issuer matter ment mission national securities exchange notice notification offering sheet option otherwise paragraph party percent period person prior proceeding prospectus purchase purposes pursuant to section quired record regis registration statement Regulation relating request respect rities schedule secu Securities Act Securities Exchange Act service of process shares sion specified suant Subpart subpoena subsidiaries term thereof thereto tion trading transactions trust underwriter unless