COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE OREN HARRIS, Arkansas, Chairman JOHN BELL WILLIAMS, Mississippi JOHN B. BENNETT, Michigan PETER F. MACK, JR., Ilinois WILLIAM L. SPRINGER, Illinois KENNETH A. ROBERTS, Alabama PAUL F. SCHENCK, Ohio MORGAN M. MOULDER, Missouri J. ARTHUR YOUNGER, California HARLEY O. STAGGERS, West Virginia HAROLD R. COLLIER, Illinois WALTER ROGERS, Texas MILTON W. GLENN, New Jersey SAMUEL N. FRIEDEL, Maryland SAMUEL L. DEVINE, Ohio TORBERT H. MACDONALD, Massachusetts ANCHER NELSEN, Minnesota GEORGE M. RHODES, Pennsylvania HASTINGS KEITH, Massachusetts JOHN JARMAN, Oklahoma WILLARD S. CURTIN, Pennsylvania LEO W. O'BRIEN, New York ABNER W. SIBAL, Connecticut JOHN E. MOSS, California VERNON W. THOMSON, Wisconsin JOHN D. DINGELL, Michigan PETER H. DOMINICK, Colorado W. E. WILLIAMSON, Clerk Professional Staff SAM G. SPAL MARTIN W. CUNNINGHAM SUBCOMMITTEE ON COMMERCE AND FINANCE PETER F. MACK, JR., Illinois, Chairman JOHN D. DINGELL, Michigan MILTON W. GLENN, New Jersey JOE M. KILGORE, Texas HASTINGS KEITH, Massachusetts ROBERT W.HEMPHILL, South Carolina WILLARD S. CURTIN, Pennsylvania JAMES 0. HEALEY, New York CONTENTS Brown, Alexander J., Jr., Acting Regional Administrator, Washington regional office, Securities and Exchange Commission... Bryan, Irving, Chief, Legislation and Opinions Division, Office of Corporation Counsel, District of Columbia -- Cary, William L., Chairman, Securities and Exchange Commission.- 2 Cohen, Manuel F., Commissioner, Securities and Exchange Commis- Fleischer, Arthur, legal assistant to the Chairman, Securities and Fulton, Wallace H., executive director, National Association of Ilgenfritz, Joseph J., Director of Licenses and Inspections, District of Kneipp, Robert F., Assistant Chief, Legislation and Opinions Division, Office of Corporation Counsel, District of Columbia - Korman, Milton D., Principal Assistant Corporation Counsel, District Law, Stuart, attorney, Division of Trading and Exchanges, Securities Loomis, Philip A., Director, Division of Trading and Exchanges, Securities and Exchange Commission. Nottingham, C. T., Superintendent, License and Permit Division, Department of Licenses and Inspections, District of Columbia--- 26 Peters, Richard, secretary, district No. 10, National Association of White, Marc A., counsel, National Association of Securities Dealers, Additional information submitted for the record: Gray, Chester H., Corporation Counsel, District of Columbia, letter from, transmitting draft of proposed regulations, April 20, 1962.- 30 "Investors Beware," series of articles by Miriam Ottenberg-- 49-59 |