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" ... security," or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. "Security... "
Securities Regulations for the District of Columbia: Hearing Before a ... - Página 31
por United States. Congress. House. Committee on Interstate and Foreign Commerce - 1962 - 59 páginas
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District of Columbia Securities Act: Hearings...88-2...March 5, 19, and ...

United States. Congress. Senate. District of Columbia - 1964 - 140 páginas
...in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. "Security" does...money either in a lump sum or periodically for life or some other specified period." Variable annuities are specifically included in this definition of "security"...
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Hearings

United States. Congress. House. Committee on the District of Columbia - 1964 - 1598 páginas
...in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. 'Security' does...money either in a lump sum or periodically for life or some other specified period [or any contract issued by an insurance company pursuant to sec. 41 of...
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District of Columbia Securities Act: Hearings Before the Subcommittee on the ...

United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on the Judiciary - 1964 - 148 páginas
...in, temporary or interim certificate for, receipt for, guarantee of. or warrant or right to subscribe to or purchase, any of the foregoing. "Security" does...money either in a lump sum or periodically for life or some other specified period." Variable annuities are specifically included in this definition of "security"...
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Regulating the Sale of Securities: Hearing Before Subcommittee 2 of the ...

United States. Congress. House. Committee on the District of Columbia, United States. Congress. House. Committee on the District of Columbia. Subcommittee No. 2 - 1964 - 182 páginas
...in. temporary or interim certificate for. receipt for. guarantee of. or warrant or right to subscribe to or purchase, any of the foregoing. "Security" does...money either in a lump sum or periodically for life or some other specified period, or any contract issued by an insurance company pursuant to section 41...
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Hearings, Reports and Prints of the Senate Committee on the District of Columbia

United States. Congress. Senate. Committee on the District of Columbia - 1964 - 414 páginas
...in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. "Security" does...money either in a lump sum or periodically for life or some other specified period." Variable annuities are specifically included in this definition of "security"...
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Regulating the Sale of Securities: Hearing...88-1...May 2, 1963

United States. Congress. House. Committee on the District of Columbia - 1964 - 174 páginas
...in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. 'Security' does...money either in a lump sum or periodically for life or some other specified period [or any contract issued by an insurance company pursuant to sec. 41 of...
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International Life Insurance

David D. Whelehan - 2002 - 491 páginas
...the Connecticut Uniform Securities Act, CONN. GEN. STAT. § 36b-3(17), which provides that the term "security" does not include any insurance or endowment policy or annuity contract issued by an insurance company which is subject to regulation by the insurance commissioner. Variations...
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The Boston Institute of Finance Mutual Fund Advisor Course: Series 6 and ...

Boston Institute of Finance - 2005 - 224 páginas
...equipment-leasing programs, multilevel distributorship arrangements, and merchandising marketing schemes. The term security does not include any insurance or endowment...either in a lump sum or periodically for life, or some other specified period. Therefore, a fixed annuity is not considered a security under the Act...
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The Boston Institute of Finance Stockbroker Course: Series 7 and 63 Test ...

Boston Institute of Finance - 2005 - 371 páginas
...equipment-leasing programs, multilevel distributorship arrangements, and merchandising marketing schemes. The term security does not include any insurance or endowment...either in a lump sum or periodically for life, or some other specified period. Therefore, a fixed annuity is not considered a security under the Act,...
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