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" Cong. the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by... "
SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ... - Página 380
por United States. Congress. Senate. Committee on Banking and Currency - 1963 - 470 páginas
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Decisions and Reports, Volumen11

United States. Securities and Exchange Commission - 1945 - 1290 páginas
...the Securities Act provides : It shall be unlawful for any person in the sale of any securities by the use of any means or instruments of transportation...or (2) to obtain money or property by means of any nntrue statement of a material fact or any omission to state a material fact necessary in order to...
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Decisions and Reports, Volumen31

United States. Securities and Exchange Commission - 1956 - 926 páginas
...Section 17 (a) provides : "It shall be unlawful for any person In the sale of any securities by the nse of any means or Instruments of transportation or communication In Interstate commerce or by the use of the malls, directly or Indirectly — "(1) to employ any device, scheme, or artifice to defraud, or "(2)...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...circumstances under which they are made, not misleading. (b) It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, to make or cause to be made any statement or to publish, give publicity to, circulate,...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...circumstances under which they are made, not misleading. (b) It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, to make or cause to be made any statement or to publish, give publicity to, circulate,...
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Decisions and Reports, Volumen30

United States. Securities and Exchange Commission - 1956 - 1016 páginas
...Securities Act of 1938 provides: "It shall be unlawful for any person in the sale of any securities by the use of any means or instruments of transportation...by means of any untrue statement of a material fact or In outlining the activities giving rise to an alleged duty to make disclosures in its sales, the...
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Decisions and Reports, Volumen15

United States. Securities and Exchange Commission - 1949 - 1134 páginas
...of the Securities Act provides: It shall be unlawful for any person in the sale of any securities by the use of any means or instruments of transportation...property by means of any untrue statement of a material 15 SEC 34-8567 We instituted this proceeding to determine whether or not the alleged facts are true,...
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Decisions and Reports, Volumen20

United States. Securities and Exchange Commission - 1952 - 920 páginas
...securities by the use of means or instruments of transportation or communication In interstate commerce o the use of the mails, directly or indirectly: (1)...or property by means of any untrue statement of a mat fact or any omission to state a material fact necessary ¡n order to make the states made, in the...
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Decisions and Reports, Volumen27

United States. Securities and Exchange Commission - 1953 - 1110 páginas
...Securities Act of 1933 provides: "It shall be unlawful for any person in the sale of any securities by the use of any means or instruments of transportation...mails, directly or indirectly — "(1) to employ any device1, scheme, or artifice to defraud, or "(2) to obtain money or property by means of any untrue...
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Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1943 - 1160 páginas
...Instruments of transportation or communiemtio» to Interstate CMBmerce or by the use of the malls, directly or Indirectly — (1) to employ any device,...money or property by means of any untrue statement of fact or any omission to state a material fact necessary In order t/j ouk» ments made, In the light...
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Decisions and Reports, Volumen19

United States. Securities and Exchange Commission - 1951 - 862 páginas
...Securities Act of 1933 provides: It shall be unlawful for any person in the sale of any securities by the use of any means or instruments of transportation...or by the use of the mails, directly, or indirectly — ***** (2) to obtain money or property by means of any untrue statement of a material fact or any...
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