Hearings, Reports and Prints of the Senate Committee on Banking and Currency, Partes1-4U.S. Government Printing Office, 1940 |
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Página 52
... situation new types of companies were being organized and emphasis was being placed on new type of investment companies . While this investigation was going on there suddenly appeared a type of situation like this : Investment - trust ...
... situation new types of companies were being organized and emphasis was being placed on new type of investment companies . While this investigation was going on there suddenly appeared a type of situation like this : Investment - trust ...
Página 122
... situation where they raised half a billion dollars of the public's money - and through their management as described by Mr. Stern yesterday , you saw what happened in the case of United States Electric Power Corporation , and what ...
... situation where they raised half a billion dollars of the public's money - and through their management as described by Mr. Stern yesterday , you saw what happened in the case of United States Electric Power Corporation , and what ...
Página 123
... situations as they exist ; that such a situation as I have described is unhealthy economically and is undesirable . We say : A stockholder can never tell what the value of his stock is , but we say : You exist and we will maintain the ...
... situations as they exist ; that such a situation as I have described is unhealthy economically and is undesirable . We say : A stockholder can never tell what the value of his stock is , but we say : You exist and we will maintain the ...
Página 125
... situation : You cannot back a truck in at some place and go away with a steel plant , but you can go to a safety- deposit box and take $ 1,000,000 therefrom . That is the reason this is a different type of institution . It is an equity ...
... situation : You cannot back a truck in at some place and go away with a steel plant , but you can go to a safety- deposit box and take $ 1,000,000 therefrom . That is the reason this is a different type of institution . It is an equity ...
Página 137
... situation with that of the ordinary purchase of a listed security . One walks into a broker's office about 10 or 10:15 in the morning and asks what the price of United States Steel common is , for example , and he is told $ 55 a share ...
... situation with that of the ordinary purchase of a listed security . One walks into a broker's office about 10 or 10:15 in the morning and asks what the price of United States Steel common is , for example , and he is told $ 55 a share ...
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Términos y frases comunes
abuses affiliated person amount asset value bank believe bill board of directors bonds broker Byllesby capital certificate clients committee common stock contract dividends Exchange Commission existing face-amount certificate company fact firm Founders funds holding company industry investment adviser investment banker investment counsel investment trust issue issuer Judge Healy legislation Massachusetts Investors Trust matter ment company officers open-end companies operation organized outstanding panies percent portfolio practice preferred stock present president profits prohibition provision purchase question registered investment company rules and regulations SCHENKER Securities Act Securities and Exchange securities finance security holders sell Senator HUGHES Senator TAFT Senator WAGNER chairman senior securities shareholders shares situation sold Standard stockholders subcommittee thing tion transactions type of company underwriter unit investment trust voting trust York Stock Exchange
Pasajes populares
Página 27 - ... forfeiture ; but no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Página 26 - System, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Página 34 - ... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in...
Página 116 - ... as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that the applicant be subject to the obligations, duties, and liabilities imposed in this title upon subsidiary companies of holding companies.
Página 725 - ... to aid in the enforcement of the provisions of this title, in the prescribing of rules and regulations thereunder, or in obtaining information to serve as a basis for recommending further legislation concerning the matters to which this title relates.
Página 656 - director " means any director of a corporation or any person performing similar functions with respect to any organization, whether incorporated or unincorporated.
Página 178 - SEC. 326. Except as otherwise expressly provided, nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or...
Página 111 - Public-utility company" means an electric utility company or a gas utility company. (6) "Commission" means the Securities and Exchange Commission. (7) "Holding company" means— (A) any company which directly or indirectly owns, controls, or holds with power to vote...
Página 246 - No provision of this title imposing any liability shall apply to any act done or omitted in good faith in conformity with any rule, regulation, or...
Página 33 - ... (1) any person who within ten years has been convicted of any felony or misdemeanor involving the purchase or sale of any security or arising out of such person's conduct as an underwriter, broker, dealer, or investment adviser...