 | United States. Securities and Exchange Commission - 1945 - 1290 páginas
..."In cases here financial statements filed with this Commission pursuant to Its rules and regulations under the Securities Act of 1933 or the Securities Exchange Act of 1934 are prepared In accordance with accounting principles for which there Is no substantial authoritative... | |
 | 1941 - 1542 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | United States. Supreme Court - 1988 - 970 páginas
...insight to realize that such a plaintiff would pursue his case under RICO rather than do so solely under the Securities Act of 1933 or the Securities Exchange Act of 1934, which provide both express and implied causes of action for violations of the federal securities laws.... | |
 | Glenn Gaywaine Munn - 1935 - 800 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 páginas
...connection with the purchase or sale of any security; or (4) has wilfully violated any provision of the Securities Act of 1933 or the Securities Exchange Act of 1934 or any rule or regulation duly promulgated thereunder; or (5) has committed any fraud or engaged in... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...years, or both. EFFECT ON EXISTING LAW SEC. 24. Nothing in this Act shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, over any person, security, or contract, or (2) the... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...years, or both. EFFECT ON EXISTING LAW SEC. 24. Nothing in this Act shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or the Public Utility Holding Company Act of 1935, over any person, security, or contract, or (2) the... | |
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SEC. 326. Except as otherwise expressly provided, nothing in this title shall affect (1) the jurisdiction of the Commission under the Securities Act of 1933, or the Securities Exchange Act of 1934, or... 
