COMPILATION OF SECURITIES LAWS WITHIN THE JURISDICTION OF THE AND COMMERCE 40-624 O INCLUDING SECURITIES ACT OF 1933 SECURITIES EXCHANGE ACT OF 1934 INVESTMENT COMPANY ACT OF 1940 INVESTMENT ADVISERS ACT OF 1940 SECURITIES INVESTOR PROTECTION ACT OF 1970 AUGUST 1985 Printed for the use of the House Committee on Energy and Commerce U.S. GOVERNMENT PRINTING OFFICE WASHINGTON: 1985 For sale by the Superintendent of Documents, U.S. Government Printing Office COMMITTEE ON ENERGY AND COMMERCE JOHN D. DINGELL, Michigan, Chairman JAMES H. SCHEUER, New York W.J. "BILLY" TAUZIN, Louisiana RON WYDEN, Oregon RALPH M. HALL, Texas BILL RICHARDSON, New Mexico GERRY SIKORSKI, Minnesota JIM BATES, California JAMES T. BROYHILL, North Carolina THOMAS J. BLILEY, JR., Virginia MICHAEL G. OXLEY, Ohio FRED J. ECKERT, New York WM. MICHAEL KITZMILLER, Staff Director SHARON E. DAVIS, Chief Clerk/Administrative Assistant (II) |