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For sale by the Superintendent of Documents, U.S. Government Printing Office
Washington, D.C. 20402 - Price 55 cents

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PREFACE

This compilation includes certain releases, extracts from Commission opinions, and other material dealing with matters frequently arising under the Investment Company Act of 1940. It does not purport to be exhaustive.

This material should be read in connection with the Investment Company Act of 1940, the rules and regulations thereunder and with the Decisions and Reports of the Commission. Opinions relating to accounting principles are contained in the Accounting Series Releases. These are specifically referred to in Regulation S-X, which states the requirements applicable to the form and content of most financial statements required to be filed with the Commission.

The Investment Company Act of 1940 and all of the documents referred to in the prior paragraph are available for purchase from the Superintendent of Documents, United States Government Printing Office, Washington, D. C. 20402.

The Staff of the Commission also renders to members of the public, administrative interpretations of the law and regulations.

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