 | 1943 - 1346 páginas
...company is a principal underwriter of such securities, which principal underwriter (1) is a person primarily engaged in the business of underwriting...other persons, selling securities to customers, or related activities, whose gross income normally is derived principally from such business or related... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...the holders of such company's outstanding securities (other than short-term paper). (2) Any person primarily engaged in the business of underwriting...by other persons, selling securities to customers, and acting as broker, or any one or more of such activities, whose gross income normally is derived... | |
 | United States - 1953 - 1692 páginas
...such acquisition will be, owned by one or more registered investment companies; and (B) such person is by the Supt. of Docs., U.S. G.P.O. (e) Notwithstanding any provisions of this subchapter and sections 72 (a) and 107 (f ) of Title 11,... | |
 | United States - 1994 - 1332 páginas
...made in error; (G) any other transaction for a member's own account provided that (i) such member is ,dD/ Ȯ St md|2 \JħBא H]8 #⪏SB H9- [ Q G E ...ٕ a U Q < m *k^ O6 OG h Z *-Gy s L ji ´ g ϳ and acting as broker, or any one or more of such activities, and whose gross income normally is derived... | |
 | United States - 2000 - 1216 páginas
...outstanding securities (other than short-term paper). [See main edition for text of (B)] (2)(A) Any person primarily engaged in the business of underwriting...by other persons, selling securities to customers, acting as broker, and acting as market intermediary, or any one or more of such activities, whose gross... | |
 | 1990 - 814 páginas
...company is a principal underwriter of such securities, which principal underwriter (1) is a person primarily engaged in the business of underwriting...other persons, selling securities to customers, or related activities, whose gross income normally is derived principally from such business or related... | |
 | 1970 - 670 páginas
...company is a principal underwriter of such securities, which principal underwriter (1) is a person primarily engaged in the business of underwriting...other persons, selling securities to customers, or related activities, whose gross income normally is derived principally from such business or related... | |
 | 1994 - 850 páginas
...company is a principal underwriter of such securities, which principal underwriter (1) la a person primarily engaged In the business of underwriting...and distributing securities Issued by other persons, niling securities to customers, or related activities, whose gross income normally is derived principally... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1953 - 884 páginas
...such acquisition will be, owned by one or more registered investment companies; and (B) such person is primarily engaged in the business of underwriting...principally from such business or related activities. (e) Notwithstanding any provisions of this title, any registered investment company may hereafter purchase... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1953 - 854 páginas
...of the holders of such company's outstanding securities (other than shortterm paper). (2) Any person primarily engaged in the business of underwriting...by other persons, selling securities to customers, and acting as broker, or any one or more of such activities, whose gross income normally is derived... | |
| |
... qualifying shares) are, or after such acquisition will be, owned by one or more registered investment companies; and (B) such person is primarily engaged in the business of underwriting and distributing securities issued by other persons, selling... 
