 | United States - 2000 - 1216 páginas
...pars. (1) and (2) which read as follows: "(1) A registration statement under the Securities Act of 1933 relating to a security issued by a faceamount certificate...open-end management company or unit investment trust may be amended after its effective date so as to increase the securities specified therein as proposed... | |
 | 1987 - 530 páginas
...publication or distribution of the invitation for bids, or (ii) In the case of a registration statement relating to a security issued by a face-amount certificate...open-end management company or unit investment trust if any other security of the same class is currently being offered or sold, pursuant to an effective... | |
 | 1997 - 734 páginas
...publication or distribution of the invitation for bids, or (ii) In the case of a registration statement relating to a security issued by a face-amount certificate...open-end management company or unit investment trust if any other security of the same class is currently being offered or sold, pursuant to an effective... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 176 páginas
...new subsection (e) as follows : "(e) (1) A registration statement under the Securities Act of 1933 relating to a security issued by a face-amount certificate...open-end management company or unit investment trust may be amended after its effective dnte so as to increase the securities specified therein as proposed... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 168 páginas
...new subsection (e) as follows : "(e) (1) A registration statement under the Securities Act of 1933 relating to a security issued by a face-amount certificate...open-end management company or unit investment trust may be amended after its effective date so as to increase the securities specified therein as proposed... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...persons, securities, or transactions.4 (e) (I) A registration statement under the Securities Act of 1933 relating to a security issued by a face-amount certificate...open-end management company or unit investment trust may be amended after its effective date so as to increase the securities specified therein as proposed... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...persons, securities, or transactions.* (e) (1) A registration statement under the Securities Act of 1933 relating to a security issued by a face-amount certificate...open-end management company or unit investment trust may be amended after its effective date so as to increase the securities specified therein as proposed... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 490 páginas
...rules or regulations, as appropriate in the public interest or for the protection of investors, no prospectus relating to a security issued by a face-amount...prospectus filed as a part of the registration statement shall be deemed to meet the requirements of said section 10 unless filed as part of an amendment to... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1963 - 166 páginas
...by rules or regulations as appropriate In the public interest or for the protection of investors, no prospectus relating to a security issued by a face-amount...subsection (a) (3) of section 10 of the Securities Act of 1983 from the latest prospectus filed as a part of the registration statement shall be deemed to meet... | |
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... (e) (1) A registration statement under the Securities Act of 1933 relating to a security issued by a face-amount certificate company or a redeemable security issued by an open-end management company or unit investment trust... 
