 | United States. Securities and Exchange Commission - 1956 - 926 páginas
...board of directors (or persons performing Hlmllar functions) or of the fixed, restricted mnnagement, or unit type, the term 'Issuer' means the person or...Instrument under which such securities are Issued . . .". The term "Issuer" Is used In this opinion, except where the context otherwise requires. In... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...persons per'•irming similar functions) or of the fixed, rustricled management, or unit type, tie term " issuer " means the person or persons performing...instrument under which such securities are issued, and eicept that with respect to equipment-trust certificates or like securities, the •-nn " issuer... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 páginas
...restricted management, or unit tyiic, the term " issuer" means the person or persons performing (he acts and assuming the duties of depositor or manager...instrument under which such securities are issued, and except that with respect to equipment-trust certificates or like securities, the term "issuer"... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...investment trust not having a board of directors (or persons performing similar functions) or of the fixed, restricted management, or unit type, the term...instrument under which such securities are issued; and except that with respect to equipment-trust certificates or like securities, the term "issuer"... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...investment trust not having a board of directors or of the fixed, restricted management, or unit type, tbe term " issuer " means the person or persons performing...manager pursuant to the provisions of the trust or otber agreement or instrument under which such securities are issued ; and except that, with respect... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...interest or shares in an unincorporated investment trust not having a board of directors or of the fixed, restricted management, or unit type, the term..."issuer" means the person or persons performing the acts nnd assuming the duties of depositor or manager pursuant to the provisions of the trust or other agreement... | |
 | United States - 1938 - 48 páginas
...interest or shares in an unincorporated investment trust not having a board of directors or of the fixed, restricted management, or unit type, the term...depositor or manager pursuant to the provisions of the T trust or other agreement or instrument under which such securities are issued; and except that with... | |
 | United States - 1953 - 1692 páginas
...investment trust not having a board of directors (or persons performing similar functions) or of the and (B) to permit except that in the case of an unincorporated association which provides by its articles for limited... | |
 | 1989 - 820 páginas
...trust not having a board of directors or of the fixed, restricted management, or unit type, the terms "issuer" means the person or persons performing the...instrument under which such securities are issued; and except that with respect to equipment-trust certificates or like securities, the term "issuer"... | |
 | 1971 - 660 páginas
...Securities Act of 1933. (b) Where no person or persons perform the acts and assume the duties of depositary or manager pursuant to the provisions of the trust or other agreement or instrument under which the receipts are to be issued, the entity created by the agreement for the issuance of the American... | |
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... voting-trust certificates or collateral-trust certificates, or with respect to certificates of interest or shares in an unincorporated investment trust not having a board of directors (or persons performing similar functions) or of the fixed, restricted... 
