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" Any security which is a part of an issue offered and sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within or, if a corporation, incorporated by and doing business... "
Small Business Management Series - Página 14
1954
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...an issue sold only to persona resident within a single State or Territory, where the issuer of such security is a person resident and doing business within...corporation, incorporated by and doing business within, such State or Territory." SEC. 203. (a) Paragraph (1) of section 4 of such Act is amended !1) by striking...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...an issue sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within...corporation, incorporated by and doing business within, such State or Territory." SEC. 203. (a) Paragraph (1) of section 4 of such Act is amended (1) by striking...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1938 - 140 páginas
...persons resident within a single State or Territory, where the issuer of such securities is a pei'son resident and doing business within, or, if a corporation, incorporated by and doing business within, such State or Territory. REGISTRATION OF SECURITIES AND SIGNING OF REGISTRATION STATEMENT SEC. 6. (a)...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...an issue sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within...corporation, incorporated by and doing business within such State or Territory." Section 3 (a) (11) of the Securities Act was obviously not included in the...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...an issue sold only to persons resident within a single State or Territory, where the issuer of such on, or intimidation. 1014. Applicability of National...Act and the Fair Labor Standards Act of 1938. 1015. such State or Territory. (b) The Commission may from time to time by its rules and regulations, and...
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Amending Securities Act of 1933, Securities Exchange Act of 1934, Trust ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 168 páginas
...an issue sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within...corporation, incorporated by and doing business within such State or Territory." Section 3 (a) (11) of the Securities Act was obviously not included in the...
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Amending Securities Act of 1933, Securities Exchange Act of 1934, Trust ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 176 páginas
...an issue sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within...corporation, incorporated by and doing business within such State or Territory." Section 3 (a) (11) of the Securities Act was obviously not included in the...
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 54 páginas
...an issue sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within...corporation, incorporated by and doing business within, such State or Territory." SEC. 203. (a) Paragraph (1) of section 4 of such Act is amended (1) by striking...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...offered and sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within,...corporation, incorporated by and doing business within, such State or Territory." [Norn:: See Appendix, IG, p. 24, for limitation of this section with respect...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 660 páginas
...offered and sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within,...corporation, incorporated by and doing business within, such State or Territory.11 [NOTE: See Appendix, IG, p. 24, for limitation of this section with respect...
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