 Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer...  Report - Página 690por United States. Securities and Exchange Commission. Special Study of Securities Markets - 1963Vista completa - Acerca de este libro
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...which they make or create a market. DIBECTOBH, OFFICEB8, AND PRINCIPAL STOCKHOLDERS SEC. 15. (a) Every person who is directly or indirectly the beneficial owner of more than 5 per centum of any class of any equity security (other than an exempted security) which is registered... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...and for the registration of the securities for which they make or create a market. SBC. 15. (a) Every person who Is directly or indirectly the beneficial owner of more than 5 per centum of any class of any equity security (other than an exempted security) which is registered... | |
 | United States. Securities and Exchange Commission - 1936 - 64 páginas
...shall be exempt from the provisions of section 16 insofar as those provisions would otherwise apply to any person who is directly or indirectly the beneficial owner of more than 10 percent of such unlisted security and is neither a director nor officer of the issuer thereof not... | |
 | United States. Securities and Exchange Commission - 1938 - 128 páginas
...from the operation of section 16 insofar as the provisions of that section would otherwise apply to any person who is directly or indirectly the beneficial owner of more than 10 percent of such unlisted security: Provided, That such person is neither a director or officer of... | |
 | United States. Securities and Exchange Commission - 1941 - 1124 páginas
...from the operation of section 16 Insofar as the provlsionn of that section would otherwise apply to any person who Is directly or Indirectly the beneficial owner of more than 10 percent of such unlisted security : Provided, That such person Is neither n director or officer... | |
 | United States. Securities and Exchange Commission - 1960 - 996 páginas
...Information Is In the public Interest." Section 16(a) of the Act as applicable here requires that every person who Is directly or Indirectly the beneficial owner of more than 10% of any class of any equity security (other than an exempted security) which Is registered on a... | |
 | United States - 1938 - 48 páginas
...provision of this section shall prevail. DIRECTORS, OFFICERS, AND PRINCIPAL STOCKHOLDERS SEC. 16. (a) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...order as necessary or appropriate in the public interest or for the protection of investors. (d- Every person who is directly or indirectly the beneficial owner of more than 10 per'centum of any class of outstanding securities (other than short-term paper) of which a registered... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...order as necessary or appropriate in the public interest or for the protection of investors. (d) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of outstanding securities (other than short-term paper) of which a registered... | |
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