Self-dealing and Breach of Duty at ULLICO, Inc: ReportU.S. Government Printing Office, 2004 - 1641 páginas |
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Página 1
... received from company funds a net profit of $ 10.6 million in stock transactions , which deprived other shareholders of those gains . Additionally , the resulting scandal spawned numerous state and federal investigations . ULLICO spent ...
... received from company funds a net profit of $ 10.6 million in stock transactions , which deprived other shareholders of those gains . Additionally , the resulting scandal spawned numerous state and federal investigations . ULLICO spent ...
Página 3
... received favorable treatment . • Georgine also allowed officers and directors to sell their ULLICO stock back to the company under his " discretionary authority . " Robert Georgine and Chief Legal Officer Joseph Carabillo arranged for ...
... received favorable treatment . • Georgine also allowed officers and directors to sell their ULLICO stock back to the company under his " discretionary authority . " Robert Georgine and Chief Legal Officer Joseph Carabillo arranged for ...
Página 12
... received an excellent , and arguably unrealistic , price for their shares , they were only able to sell about 2 percent of the shares they tendered . Similarly in 2001 as Global Crossing continued to decline and ULLICO's price was set ...
... received an excellent , and arguably unrealistic , price for their shares , they were only able to sell about 2 percent of the shares they tendered . Similarly in 2001 as Global Crossing continued to decline and ULLICO's price was set ...
Página 24
... receiving the loan . * He said that he had not yet obtained a checking account for the business at the time he received the loan and that he , therefore , had the money wired to his personal account and later wrote a check to transfer ...
... receiving the loan . * He said that he had not yet obtained a checking account for the business at the time he received the loan and that he , therefore , had the money wired to his personal account and later wrote a check to transfer ...
Página 25
... received from ULLICO . Of the $ 380,000 Mertz received , he accounted for less than $ 320,000 . When questioned about the records , Mertz indicated , contrary to his previous statements , that both Commercial Federal accounts and the ...
... received from ULLICO . Of the $ 380,000 Mertz received , he accounted for less than $ 320,000 . When questioned about the records , Mertz indicated , contrary to his previous statements , that both Commercial Federal accounts and the ...
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Términos y frases comunes
administrative AFL-CIO Agreement allegations of paragraph Amalgamated Transit Union approved Arnold & Porter assets Award Deferred Global Award Deferred Total Base Salary Deferred Board of Directors book value Buyback Capital Stock Carabillo Cash Incentive Award Chairman Class A Stock Committee on Governmental Common Stock Company's Compensation Committee Corporation December 31 Deferred Cash Incentive Deferred Compensation Plan Deferred Global Incentive dividends Employee ERISA Executive Committee executive compensation fiduciary Georgine Georgine's Global Crossing Global Incentive Award Governmental Affairs Grelle holders Incentive Award Deferred income Insurance Company investment liability loan Luce meeting Mertz million mortgage officers and directors operations participating Pension Fund policies Preferred Certificates premium proration purchase pursuant reinsurance repurchase program Retirement Robert Georgine Salary Deferred Cash Separate Account shareholders stock repurchase program Stockholders subsidiaries tender Thompson Report transactions Ulico Casualty ULLICO File ULLICO Inc ULLICO stock Union Labor Life's Winston & Strawn
Pasajes populares
Página 71 - To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or "(c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.
Página 70 - ... (b) To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered, any manipulative or deceptive device or contrivance in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors.
Página 71 - It shall be unlawful for any person to make any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not misleading, or to engage in any fraudulent, deceptive, or manipulative acts or practices, in connection with any tender offer...
Página 929 - ... fees), judgments, fines and amounts paid in settlement actually and reasonably incurred by him in connection with such action, suit or proceeding if he acted in good faith and in a manner he reasonably believed to be in or not opposed to the best interests of the corporation, and, with respect to any criminal action or proceeding, had no reasonable cause to believe his conduct was unlawful.
Página 451 - Any controversy or claim arising out of or relating to this Agreement, or the breach thereof, shall be settled by arbitration...
Página 476 - ... with the care, skill, prudence, and diligence under the circumstances then prevailing that a prudent man acting in a like capacity and familiar with such matters would use in the conduct of an enterprise of a like character and with like aims...
Página 1392 - An omitted fact is material if there is a substantial likelihood that a reasonable investor would consider it important in making his or her investment decisions.
Página 107 - The termination of any action, suit or proceeding by judgment, order, settlement, conviction, or upon a plea of nolo contendere or its equivalent, shall not, of itself, create a presumption that the person did not act in good faith and in a manner which...
Página 456 - Counterparts. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
Página 929 - ... conduct was unlawful. The termination of any action, suit or proceeding by judgment, order, settlement, conviction, or upon a plea of nolo contendere or its equivalent, shall not, of itself, create a...