The Code of Federal Regulations of the United States of AmericaU.S. Government Printing Office, 1972 The Code of federal regulations is the codification of the general and permanent rules published in the Federal register by the executive departments and agencies of the federal government. |
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Página 185
... item of the statement or report . Matter contained in an exhibit may be so incorporated to the extent permitted in paragraph ( m ) of this section . A registration statement for an additional class of securities of the bank may ...
... item of the statement or report . Matter contained in an exhibit may be so incorporated to the extent permitted in paragraph ( m ) of this section . A registration statement for an additional class of securities of the bank may ...
Página 186
... items or instructions thereto . Where any item requires information to be given in tabular form , however , it shall be given in substantially the tabular form specified in the item . All instructions , whether appearing under the items ...
... items or instructions thereto . Where any item requires information to be given in tabular form , however , it shall be given in substantially the tabular form specified in the item . All instructions , whether appearing under the items ...
Página 189
... items in the form need not be followed . Where practicable and appropriate , the infor- mation shall be presented in tabular ... item that is inappli- cable . ( 2 ) Any information required to be included in the statement as to terms of ...
... items in the form need not be followed . Where practicable and appropriate , the infor- mation shall be presented in tabular ... item that is inappli- cable . ( 2 ) Any information required to be included in the statement as to terms of ...
Página 190
... items of soliciting material to be furnished to security holders concurrently therewith , shall be filed with the ... item is first sent or given to any security holders , or such shorter period prior to that date as may be au ...
... items of soliciting material to be furnished to security holders concurrently therewith , shall be filed with the ... item is first sent or given to any security holders , or such shorter period prior to that date as may be au ...
Página 203
... items to add to the totals shown is stated in a note as due to the dropping of amounts of less than $ 1 or $ 1,000 ... item is not material , it need not be separately set forth . ( 3 ) Inapplicable captions and omission of unrequired ...
... items to add to the totals shown is stated in a note as due to the dropping of amounts of less than $ 1 or $ 1,000 ... item is not material , it need not be separately set forth . ( 3 ) Inapplicable captions and omission of unrequired ...
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Términos y frases comunes
amended amount annual applicable assets bank holding company bank's banks under paragraph Board of Governors bonds to finance capital cash certificate City collateral Comptroller Comptroller's letter dated corporation County credit in support creditor Currency directors eligible for purchase employee equity securities exempted faith and credit Federal Reserve Act Federal Reserve Bank Federal Reserve System filed financial statements Form CC funds furnished holding by national income interest investment issuing these bonds maturity member bank ment Mortgage national banks obligations officer operating options paragraph Seventh payable payment percent period person principal proxy proxy statement purpose pursuant real estate registered Regulation requested to rule respect Revenue Bonds savings deposits security holders Seventh of 12 shares solicitation specified suant subsidiaries thereof under paragraph tion tional banks transaction trust underwriting and unlimited unlimited holding voting
Pasajes populares
Página 541 - In determining whether a particular activity is a proper incident to banking or managing or controlling banks the Board shall consider whether its performance by an affiliate of a holding company can reasonably be expected to produce benefits to the public, such as greater convenience, increased competition, or gains in efficiency, that outweigh possible adverse effects, such as undue concentration of resources, decreased or unfair competition, conflicts of interests, or unsound banking practices.
Página 281 - Each Federal reserve bank shall keep itself informed of the general character and amount of the loans and investments of its member banks with a view to ascertaining whether undue use is being made of bank credit for the speculative carrying of or trading in securities, real estate, or commodities, or for any other purpose inconsistent with the maintenance of sound credit conditions...
Página 480 - No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities, shall serve the same time as an officer, director, or employee of any member bank except in limited classes of cases in which the Board of Governors of the Federal...
Página 389 - System and that consideration has been given to the financial history and condition of the bank, the adequacy of its capital structure. its future earnings prospects, the general character of its management, the convenience and needs of the community to be served by the bank, and whether or not its corporate powers are consistent with the purposes of the Federal Deposit Insurance Act.
Página 8 - Section 378 specifically provides, however, that it does not prohibit national banks or state banks or trust companies (whether or not members of the Federal Reserve System) or other financial institutions or private bankers from dealing in, underwriting, purchasing and selling investment securities to the extent permitted to national banking associations by the provisions of 12 USC 24. [28 FR 9916, Sept. 12, 1963] § 1.3 Definitions. (a) The term bank...
Página 376 - ... the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative of such spouse, who has the same home as such person or who is a director or officer of the bank or any of its parents or subsidiaries. (e) The term "charter...
Página 142 - ... (10) Obligations shall not be subject under this section to any limitation based upon such capital and surplus to the extent that such obligations are secured or covered by guaranties, or by commitments or agreements to take over or to purchase, made by any Federal Reserve bank or by the United States...
Página 484 - bank services" means services such as check and deposit sorting and posting, computation and posting of interest and other credits and charges, preparation and mailing of checks, statements, notices, and similar items, or any other clerical, bookkeeping, accounting, statistical, or similar functions performed for a bank. (c) The term "bank service corporation...
Página 215 - Instructions. 1. No information need be given with respect to any proceeding which involves primarily a claim for damages if the amount involved, exclusive of interest and costs, does not exceed 10 percent of the equity capital accounts of the bank.
Página 481 - bank services" means services such as check and deposit sorting and posting, computation and posting of interest and other credits and charges preparation and mailing of checks, statements, notices, and similar items, or other clerical bookkeeping, accounting, statistical, or similar functions performed for a bank.