 | United States. Congress. House. Interstate and foreign commerce - 1943 - 310 páginas
...organization (other than the issuer) of which such person is an officer or partner or directly or indirectly the beneficial owner of 10 percent or more of any...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person having the... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1944 - 310 páginas
...organization (other than the issuer) of which such person is an officer or partner or directly or indirectly the beneficial owner of 10 percent or more of any...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person having the... | |
 | 1979 - 1462 páginas
...effect require a description of any material1 interest of any insider or any of his "associates" 2 "'The term 'material', when used to qualify a requirement...relative of such spouse, who has the same home as in any material transaction to which the bank was, or is to be, a party. These items contain a number... | |
 | 1989 - 614 páginas
...relationship with any person, means: (1) Any corporation or organization (other than the bank or a subsidiary of the bank) of which such person is an...spouse of such person or any relative of such spouse, 12 CFR Ch. Ill (1-1-89 Edition who has the same home as suck person or who is a director or offior... | |
 | 1978 - 1266 páginas
...ought reasonably to be informed before buying or selling the security registered." (§ 206.2(n>.) 2"The term 'associate', when used to indicate a relationship...has a substantial beneficial interest or as to which Footnotes continued on next page in any material transaction to which the bank was, or is to be, a... | |
 | 1993 - 680 páginas
...relationship with any person, means: (1) Any corporation or organization (other than the bank or a subsidiary of the bank) of which such person is an...substantial beneficial interest or as to which such 12 CFR Ch. Ill (1-1-93 Edition) person serves as a trustee or in a similar fiduciary capacity, and... | |
 | 1981 - 360 páginas
...corporation or organization (other than the bank or a majority owned subsidiary of the bank) of which said person is an officer or partner or is, directly or...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative... | |
 | 1993 - 394 páginas
...corporation or organization (other than the bank or a majority owned subsidiary of the bank) of which said person is an officer or partner or is, directly or...beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) Any relative or spouse of such Person, or any relative... | |
 | 1979 - 1804 páginas
...is, directly or indirectly, the beneficial § 230.405 Title 17 — Commodity and Securities Exchanges owner of 10 percent or more of any class of equity...beneficial interest or as to which such person serves as trustee or in a similar capacity, and (3) any relative or spouse of such person, or any relative of... | |
 | 1998 - 900 páginas
...subsidiary of the registrant) of which such person Is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any...substantial beneficial interest or as to which such §240.12b-2 person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse... | |
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... the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,... 
