 | United States. Securities and Exchange Commission - 1945 - 1290 páginas
...purchased from an Issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect...participation in any such undertaking, or participates or h»sa participation In the direct or indirect underwriting of any such undertaking; but such term shall... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect...or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect...or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter... | |
 | United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect...in the direct or indirect underwriting of any such undertakng; but such term shall not include a person whose interest is limited to a commission from... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 páginas
...purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect...or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter... | |
 | United States. Securities and Exchange Commission - 1940 - 1240 páginas
...purchased from an issuer with a view to, or sells for an Issuer In connection with, the distribution of any security, or participates or has a direct or Indirect...direct or Indirect underwriting of any such undertaking ; but such term shall not Include a person whose interest Is limited to a commission from an underwriter... | |
 | United States. Securities and Exchange Commission - 1941 - 1192 páginas
...purchased from an Issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect...or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect...or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter... | |
 | United States. Securities and Exchange Commission - 1940 - 1176 páginas
...purchased from an Issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect...participation In any such undertaking, or participates or has participation in the direct or indirect underwriting of any such undertaking; • • • as used In... | |
| |
underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or... 
