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" equity security" means any stock or similar security: or any security convertible, with or without consideration, into such, a security, or carrying any warrant or right to subscribe to or purchase such a security ; or any such warrant or right ; or any... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 20
1996
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible, with or without consideration,...a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,...
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Investigation of Concentration of Economic Power: Monograph

United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 páginas
...title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible with or without consideration,...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...of which is likewise limited. (11) The term "equity security" means any stock or similar security; r forms in which information required in any statement,...forth, the items or details to be shown in balanc other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1944 - 296 páginas
...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate,...
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The Code of Federal Regulations of the United States of America

1981 - 668 páginas
...security, certificate of interest or participation in any profit sharing agreement, preorganization certificate or subscription, transferable share, voting...put, call, straddle, or other option or privilege Chapter II — Securities and Exchange Commission of buying such a security from or selling such a...
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The Code of Federal Regulations of the United States of America

1968 - 768 páginas
...security, certificate of interest or participation in any profit sharing agreement, preorganizaron certificate or subscription, transferable share, voting...purchase such a security; or any such warrant or right. [30 FB eil4, Apr. 30, 1965] MISCELLANEOUS EXEMPTIONS § 240.3al2-2 Exemption of certain securities,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1966 - 268 páginas
...security, certificate of interest or participation in any profit sharing agreement, ^reorganization certificate or subscription, transferable share, voting...purchase such a security; or any such warrant or right [30 FR 6114, Apr. 30, 1965] MANlPULATIVE AND DECEPTIVE DEVICES AND CONTRlVANCES § 240. lOb- 6 Prohibitions...
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The Code of Federal Regulations of the United States of America

1967 - 740 páginas
...certificate or certificate of deposit for an equity security, limited partnership interest, interest :na joint venture, or certificate of interest in a business...purchase such a security; or any such warrant or right. [30 FB 6114, Apr. 30, 1966] MISCELLANEOUS EXEMPTIONS § 240.3al2-2 Exemption of certain securities,...
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The Code of Federal Regulations of the United States of America

1971 - 660 páginas
...equity security, limited partnership interest, interest ln_a_JolntYenture, or certificate bnnterestin a business trust ; or any security convertible, with...purchase such a security; or any such warrant or right. [30 FR 6114. Apr. 30, 1965] MISCELLANEOUS EXEMPTIONS § 240. За 12-2 Exemption of certain securities,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1982 - 448 páginas
..."equity security" is defined by section 3(a)(11) of the Act to mean "any stock or similar security; or any security convertible, with or without consideration,...such a security; or any such warrant or right; or any other security which the FDIC shall deem to be of similar nature and consider necessary or appropriate,...
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