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" Is to be omitted. The answers to the items shall be so prepared as to Indicate clearly the coverage of the items without referring to the text of the items. Answer every Item. If an Item Is Inapplicable or the answer Is in the negative so state. "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 129
1996
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 páginas
...BEHALF OF A PARTICIPANT (OTHER THAN THE ISSUER IN A PROXY SOLICITATION PURSUANT TO RULE 14a-ll (c) Answer every item. If an item is inapplicable or the answer is in the negative, so state. The information called for by items 2 (a) and 3 (a) or a fair summary thereof is required to be included...
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The Code of Federal Regulations of the United States of America

1988 - 806 páginas
...Information contained in a form which is required to be filed by rules under section 13(f) (15 USC 78m(f)> for the same calendar year as that covered by a statement...principal business office or, if none, residence: Category Symbol Other OO §240.134-l02 2(c) Citizenship: 2(d) Title of class of securities: 2(e) CUSIP...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1988 - 800 páginas
...Information contained in a form which Is required to be filed by rules under section 13(f) (15 USC 78m(f)) for the same calendar year as that covered by a statement...principal business office or, if none, residence: Category Symbol Other OO 2(c) Citizenship: 2(d) Title of class of securities: 2(e) CUSIP No.: Item...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1994 - 850 páginas
...Information contained in a form which Is required to be filed by rules under section I3(f ) (15 USC 78m(f)) for the same calendar year as that covered by a statement...Kb) Address of issuer's principal executive offices: . 2ta) Name of person filing: 2(b) Address or principal business office or, if none, residence: 2(c)...
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The Code of Federal Regulations of the United States of America

1985 - 688 páginas
...Information contained in a form which is required to be filed by rules under section 13(f) (15 USC 78m(f» for the same calendar year as that covered by a statement...negative, so state. Item l(a) Name of issuer: .. Item l(b) Address of issuer's principal executive offices: . 2(a) Name of person filing: 2(b) Address or...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2000 - 986 páginas
...Information contained in a form which is required to be filed by rules under section 13(0 (15 USC 78m(f» for the same calendar year as that covered by a statement...negative, so state. Item l(a) Name of issuer: Item l(b) Address of issuer's principal executive offices: 2(a) Name of person filing: 2(b) Address or principal...
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The Code of Federal Regulations of the United States of America

1990 - 814 páginas
...items of this schedule. If such Information is incorporated by reference in this schedule, copies ol the relevant pages of such form shall be filed as...person filing: 2(b) Address or principal business offl« or, if none, residence: Category Broker Dealer ... „„.„ _.„.. Bank Insurance (V>mp|iny...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1997 - 654 páginas
...in this form, copies of the relevant pages of such form shall be filed as an exhibit to this form. C. The item numbers and captions of the items shall...Is In the negative, so state. Item l(a) — Name of the Bank Issuer: Item l(b) — Address of Bank's Principal Executive Offices: Item 2(a) — Name of...
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The Code of Federal Regulations of the United States of America

1993 - 680 páginas
...securities laws and rules promulgated thereunder. General Instructions A. The item numbers and captions oí the items shall be included but the text of the items...inapplicable or the answer is in the negative, so state. B. Information contained in exhibits to the statement may be incorporated by reference in answer or...
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The Code of Federal Regulations of the United States of America

1983 - 436 páginas
...and rules promulgated thereunder. General Instructions A. The item numbers and captions of the tems shall be included but the text of the items is to...inapplicable or the answer is in the negative, so state. B. Information contained in exhibits to the statement may be incorporated by reference in answer or...
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