 | United States. Securities and Exchange Commission - 1962 - 1022 páginas
...similar to those permitted to national banks under Section 11 (k) of the Federal Reserve Act, as amended, and which Is supervised and examined by State or Federal authority having supervision over banks, . . . •The record Indicates that most securities of European Issuers are bearer Instruments and that... | |
 | United States - 1953 - 1692 páginas
...exercising fiduciary powers similar to those permitted to national banks under section 248 (k) of Title 12, and which is supervised and examined by State or Federal...for the purpose of evading the provisions of this chapter, and (D) a receiver, conservator, or other liquidating agent of any institution or firm included... | |
 | United States - 1964 - 356 páginas
...association, building and loan association, cooperative bank, homestead association, or similar institution, which is supervised and examined by State or Federal authority having supervision over any such institution. "(D) any security of an issuer organized and operated exclusively for religious,... | |
 | 1985 - 688 páginas
...receiving deposits or exercising fiduciary powers similar to those permitted to national banks under the authority of the Comptroller of the Currency and...for the purpose of evading the provisions of this rule, or (iv) a receiver, conservator, or other liquidating agent of any institution or firm included... | |
 | 1996 - 888 páginas
...receiving deposits or exercising fiduciary powers similar to those permitted to national banks under the authority of the Comptroller of the Currency and...for the purpose of evading the provisions of this rule, or (iv) a receiver, conservator, or other liquidating agent of any 649 Institution or firm Included... | |
 | 2002 - 1016 páginas
...however, That this section shall not apply to a broker or dealer which is also a banking institution supervised and examined by State or Federal authority having supervision over banks. For the purpose of this section the term customer shall mean every person other than a broker or dealer.... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1950 - 264 páginas
...State or of the United States, and which is supervised and examined by, and makes periodic reports to, State or Federal authority having supervision over...for the purpose of evading the provisions of this subsection." As you will see, this definition is in substance the same as the definition contained... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1950 - 242 páginas
...State or of the United States, and which is supervised and examined by, and makes periodic reports to, State or Federal authority having supervision over...for the purpose of evading the provisions of this subsection." As you will see, this definition is in substance the same as the definition contained... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 páginas
...subject to supervision and at least annual examination by, and which makes at least annual reports to, State or Federal authority having supervision over banks, and which is not organized or operated for the purpose of evading the provisions of this subsection." As you will see,... | |
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custodian bank" is any bank or trust company which is supervised and examined by state or federal authority having supervision over banks and which is acting as custodian for a clearing corporation. (5) Other definitions applying to this article or to... 
