security holding in an organization to which he is assigned, or for which he has specific responsibility as a part of his regular duties, for conducting inspections or issuing certificates, waivers, exemptions, or approvals. In place of this general exemption, the procedures prescribed in § 99.735-15 (c) through (e) applies to the holdings, if any, of that employee in such an organization. II. The following is a list of positions to which the exemption in paragraph I(a)(2) of this appendix does not apply. This list may be amended at any time by the Secretary, or his designee, or by the head of any operating administration, after coordination with the Office of the Secretary. (A) Federal Aviation Administration: (1) General Aviation Operations Inspectors. (2) General Aviation Maintenance Inspectors. (3) Air Carrier Operations Inspectors. (7) Aircraft Systems Engineers. (8) Flight Test Pilots/Specialists. (9) Quality Control Representatives. (10) Contracting Officers Technical Representatives. [33 FR. 2820, Feb. 9, 1968, as amended by Amdt. 99-1, 83 F.R. 11406, Aug. 10, 1968] APPENDIX B-MISCELLANEOUS STATUTORY PROVISIONS RELATING TO EMPLOYEE CONDUCT The following is a list of statutory provisions to which the attention of each employee is specifically directed by § 99.735-25. The list is not intended to be exhaustive of the laws relating to ethical or other conduct in individual situations not applicable to all other employees of the Department. (a) House Concurrent Resolution 175, 85th Congress, 2d session, 72 Stat. B12, the "Code of Ethics for Government Service". (b) Chapter 11 of Title 18, United States Code, relating to bribery, graft, and conflicts of interest, as appropriate to the employees concerned. (c) The prohibition against lobbying with appropriated funds (18 U.S.C. 1918). (d) The prohibitions against disloyalty and striking (5 U.S.C. 7311, 18 U.S.C. 1918). (e) The prohibition against the employment of a member of a Communist organization (50 U.S.C. 784). (f) The prohibitions against (1) the disclosure of classified information (18 U.S.C. 798, 50 U.S.C. 783); and (2) the disclosure of confidential information (18 U.S.C. 1905). (g) The provision relating to the habitual use of intoxicants to excess (5 U.S.C. 7352). (h) The prohibition against the misuse of a Government vehicle (31 U.S.C. 638a (c)). (1) The prohibition against the misuse of the franking privilege (18 U.S.C. 1719). (1) The prohibition against the use of deceit in an examination or personnel action in connection with Government employment (18 U.S.C. 1917). (k) The prohibition against fraud or false statements in a Government matter (18 U.S.C. 1001). (1) The prohibition against mutilating or destroying a public record (18 U.S.C. 2071). (m) The prohibition against counterfeiting and forging transportation requests (18 U.S.C. 508). (n) The prohibitions against (1) embezzlement of Government money or property (18 U.S.C. 641); (2) failing to account for public money (18 U.S.C. 643); and (3) embezzlement of the money or property of another person in the possession of an employee by reason of his employment (18 U.S.C. 654). (0) The prohibition against unauthorized use of documents relating to claims from or by the Government (18 U.S.C. 285). (p) The prohibitions against political activities in Subchapter III of Chapter 78 of Title 5, United States Code and 18 USC. 602, 603, 607, and 608. (q) The prohibition against an employee acting as the agent of a foreign principal registered under the Foreign Agents Registration Act (18 U.S.C. 219). APPENDIX C-LIST OF EMPLOYEES REQUIRED TO SUBMIT STATEMENTS OF EMPLOYMENT AND FINANCIAL INTEREST The following is a list of positions identified as requiring the submission of a statement of employment and financial interest under 99.735-31 (a) (2) and (3): I. OFFICE OF THE SECRETARY OF Special Assistant to the Secretary. Transportation. Special Assistant to the Under Secretary. Equal Opportunity Specialist, GS-13/15, en- Congressional Liaison Officer, GS-13/15. Assistant Director for Intergovernmental Intergovernmental Liaison Officer. Deputy Director of Budget. Director, Office of Planning and Program Review. Special Assistant to the Deputy Under Secretary. Special Assistant for TRANSPO 72. OFFICE OF THE ASSISTANT SECRETARY FOR POLICY Deputy Director, Office of Systems Requirements, Plans, and Information. Director, Office of Policy Review and Coordination. Director, Office of Economic Studies and Projects. Director, Office of International Transportation Policy and Programs. Deputy Director, Office of International Transportation Policy and Programs. Director, Office of International Cooperation. Assistant Director (Technical Assistance), Office of International Cooperation. Director, Office of Facilitation. OFFICE OF THE ASSISTANT SECRETARY FOR ENVIRONMENT AND URBAN SYSTEMS Deputy Assistant Secretary. Director, Office of Program Coordination. Director, Office of Special Projects. OFFICE OF THE ASSISTANT SECRETARY FOR SYS- Director, Office of R&D Plans and Resources. Director, Office of Systems Engineering. Assistant Director, Office of Systems Engineering. Director, Office of Noise Abatement. OFFICE OF THE ASSISTANT SECRETARY FOR SAFETY Deputy Assistant Secretary. Director, Office of Safety Program Coordination. Deputy Director, Office of Safety Program Coordination. Director. Office of Hazardous Materials. Deputy Director, Office of Hazardous Materials. Director, Office of Pipeline Safety. Deputy Director, Office of Pipeline Safety. Director, Office of Consumer Affairs. Director, Office of Transportation Security. Deputy Director, Office of Transportation Security. OFFICE OF THE GENERAL COUNSEL Deputy General Counsel. Assistant General Counsel. Deputy Assistant General Counsel. OFFICE OF THE ASSISTANT SECRETARY FOR Deputy Assistant Secretary. Director, Office of Administrative Operations. Deputy Director, Office of Administrative Operations. Chief, Procurement Operations Division. Chief, Publishing and Graphics Division. Director, Office of Installations and Logisties. Procurement Officer. Director, Office of Audit. TRANSPORTATION SYSTEMS CENTER Director. Special Assistant to the Director. Civil Rights Officer. Civil Rights Specialist, GS-13 and above, engaged in Contract Compliance Review. Director, Transportation Systems Development. Deputy Director, Transportation Systems Development. Chief, Data Systems Division. Chief, Guidance, Navigation and Control Chief, Telecommunications Division. Chief, Advanced Program Planning Division. Deputy Director of Technology. Chief, Mechanical Engineering Division. Chief, Electromagnetic Technology Division. Director of Administration. Chief, Management Services Division. Chief, Administrative Services Division. Supervisory Contract Specialist, GS-13 and above. Contract Price Analyst, GS-13 and above. Deputy Associate Administrator. OFFICE OF THE GENERAL COUNSEL Procurement Officer. Chief Scientist. General Engineer, GS-15. Electronic Engineer, GS-14/15/16. Air Traffic Control Specialist, GS-15. Chief, Aviation Facilities Division. Auditor, GS-13 and above. Chief, Test and Evaluation Division. Chief, ATC Systems Branch. Chief, Communications Branch. Chief, Aircraft Branch. Chief, Data Processing Division. Chief, Human Engineering Branch. General Attorney. Supply Management Officer. Chief and Assistant Chief of an Air Traffic, Flight Standards, Airports, Airway Facilities Division or Branch. Chief and Assistant Chief of an Administrative Division. Chief and Assistant Chief of a General Aviation District Office, Air Carrier District office, Flight Standards District Office, or Flight Inspection District Office. Principal Inspector, except at a Flight Inspection District Office, with a title such as Air Carrier Inspector, General Aviation Inspector, Air Carrier Operations Inspector, Aviation Operations Inspector, Aviation Safety Officer/Inspector, Airborne Instrument Specialist, Aviation Maintenance Specialist, Aviation Electronic Specialist. Manufacturing Inspector/Specialist, GS-13 and above. Aeronautical Engineer, GS-13 and above. Aircraft Systems Engineer, GS-13 and above. Flight Test Pilot/Specialist, GS-13 and above. III. COAST GUARD Commandant. Assistant Commandant. Chief of Staff. Comptroller. Deputy Comptroller. Chief, Procurement Division. Chief, Administrative and Review Branch. Chief, Contract Management Branch. Chief, Quality Assurance Division. Supervisory Contract Specialist, GS-13 and above. Contract Specialist, GS-13 and above. Chief, Office of Operations. Deputy Chief, Office of Operations. Chief, Office of Engineering. Deputy Chief, Office of Engineering. Chief Counsel. Deputy Chief Counsel. Chief, Office of Merchant Marine Safety. Deputy Chief, Office of Merchant Marine Safety. Chief, Merchant Vessel Documentation Division. Chief, Office of Research and Development. Deputy Chief, Office of Research and Development. Chief, Office of Boating Safety. Deputy Chief, Office of Boating Safety. Civil Rights Specialist, G8-13 and above, Deputy Chief, Office of Marine Environment and Systems. Chief, Bridge Division. IV. FEDERAL HIGHWAY ADMINISTRATION OFFICE OF THE FEDERAL HIGHWAY ADMINISTRATOR Executive Director. Director, Office of Research. Chief, Structures and Applied Mechanics Division. Chief, Materials Division. Research Chemist, G8-15, Materials Division. Chief, Traffic Systems Division. Research Psychologist, G8–14/15, Traffic Systems Division. Program Manager, GS-15, Tramc Systems Division. Chief, Environmental Design and Control Division. Director, Office of Development. Chief, Engineering Services Division. Highway Research Engineer, GS-14/15, All Associate Administrator. Director, Office of Environmental Policy. Chief, Environmental Development Division. Chief, Location Division. Chief, Scenic Enhancement Division. Director, Office of Right-of-Way. Chief, Land Acquisition Division. Chief, Relocation Assistance Division. Associate Administrator. Highway Engineer, GS-15, Office of the Associate Administrator. Director, Office of Highway Operations. Chief, Construction and Maintenance Division. Highway Engineer, GS-15, Construction and Maintenance Division. Chief, Defense Plans and Operations Division. Director, Office of Tramc Operations. Chief, Trame Performance and Analysis Division. Director, Office of Engineering. Chief, Federal-Aid Division. Chief, Highway Design Division. Highway Engineer, GS-15, Divisions in Office of Engineering. ASSOCIATE ADMINISTRATOR FOR MOTOR CARRIERS AND HIGHWAY SAFETY Associate Administrator. Director, Office of Highway Safety. Chief, Program Management Division. Chief, Technical Development and Standards Division. Director, Bureau of Motor Carrier Safety. Deputy Director, Bureau of Motor Carrier Special Assistant to the Director. Deputy Chief, Compliance Division. ASSOCIATE ADMINISTRATOR FOR ADMINISTRATION Associate Administrator. Deputy Associate Administrator. Director, Office of General Services. Chief, Contracts and Procurement Division. Mechnical Engineer, G8-14. Supervisory Procurement Agent, GS-14. Supervisory Contract Specialist, GS-13/14. FIELD INSTALLATIONS Regional Federal Highway Administrator or Regional Engineer. Deputy Regional Federal Highway Administrator. Chief, Highway Projects Division. Assistant Chief, Highway Projects Division. Chief, Construction Division or Construc tion and Contract Branch. Civil Rights Officer, GS-14. Civil Rights Specialist, GS-13. Division Engineer. Director, Regional Motor Carrier Safety Office. Motor Carrier Safety Investigator GS-9/12. Regional Hazardous Materials Officer, GS-13. Regional Accident Investigator, GS-13. |