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" Investment adviser" means any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of investing in, purchasing, or selling... "
Independent Offices Appropriation Bill for 1942: Hearings ... 77th Congress ... - Página 394
por United States. Congress. House. Appropriations - 1941
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Decisions and Reports, Volumen11

United States. Securities and Exchange Commission - 1945 - 1290 páginas
...compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability...selling securities, or who, for compensation and as part of a regular business, Issues or promulgates analyses or reports concerning securities ; but does...
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Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953 - 824 páginas
...compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability...selling securities, or who, for compensation and as part of a regular business, Issues or promulgates analyses or reports concerning securities ; but does...
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Decisions and Reports, Volumen8

United States. Securities and Exchange Commission - 1941 - 1124 páginas
...compensation, engages In the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability...selling securities, or who, for compensation and as part of a regular business, Issues or promulgates analyses or reports concerning securities; but does...
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Decisions and Reports, Volumen29

United States. Securities and Exchange Commission - 1955 - 920 páginas
...compensation, engages In the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of Investing In, purchasing, or selling seen: i ties, or who, for compensation and as part of a regular business. Issues or promulgate! analyses...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability...selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or report* concerning securities: but does...
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Investment Trusts and Investment Companies: Hearings Before a ..., Parte3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 páginas
...compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability...selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning securities: but does...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability...selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning securities; but does...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., Partes1-4

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...compensation, engages 3 the business of advising others, either directly or through publications or ^ings, as to the value of securities or as to the advisability of investing in, Phasing, or selling securities, or who, for compensation and as part of a regular business, issues...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...compensation, engages in the business of advising others, either directly or through publications or writings, to the management and care of the park, or for the...for the preservation from injury or spoliation of t part of a regular business, issues or promulgates analyses or reports concerning securities; but does...
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Office of Education, Federal Security Agency: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1942 - 1606 páginas
...compensation engage in the business of advising others either directly or through publications or writings as to the value of securities or as to the advisability of investing in, buying, or selling securities, or who for compensation and as part of a regular business disseminate...
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