Decisions and Reports, Volumen28U.S. Government Printing Office, 1955 |
Dentro del libro
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Página 9
... voting stock of Greenfield Co. under a voting trust agreement . Greenfield is also a director of TIC ' Under Section 2 ( a ) ( 3 ) of the Act , Greenfield Co. is an affiliated person of Greenfield , and Greenfield in turn is an ...
... voting stock of Greenfield Co. under a voting trust agreement . Greenfield is also a director of TIC ' Under Section 2 ( a ) ( 3 ) of the Act , Greenfield Co. is an affiliated person of Greenfield , and Greenfield in turn is an ...
Página 11
... voting stock of Greenfield Co. under a voting trust agreement . Greenfield is also a director of TIC ' Under Section 2 ( a ) ( 3 ) of the Act , Greenfield Co. is an affiliated person of Greenfield , and Greenfield in turn is an ...
... voting stock of Greenfield Co. under a voting trust agreement . Greenfield is also a director of TIC ' Under Section 2 ( a ) ( 3 ) of the Act , Greenfield Co. is an affiliated person of Greenfield , and Greenfield in turn is an ...
Página 37
... voting control it holds , and the nature of the business of each such company : TABLE I Percent of Name of Company Voting Control Type of Business Philadelphia Company - Duquesne Light Company 100 % Holding Company Electric Allegheny ...
... voting control it holds , and the nature of the business of each such company : TABLE I Percent of Name of Company Voting Control Type of Business Philadelphia Company - Duquesne Light Company 100 % Holding Company Electric Allegheny ...
Página 41
... voting rights per share with the common stock on all matters sub- mitted to a vote of the stockholders . The 5 % preferred is preferred as to current dividends but on voluntary or involuntary liquidation it is entitled , only after the ...
... voting rights per share with the common stock on all matters sub- mitted to a vote of the stockholders . The 5 % preferred is preferred as to current dividends but on voluntary or involuntary liquidation it is entitled , only after the ...
Página 85
United States. Securities and Exchange Commission. unfairly or inequitably distribute voting power among security holders , of such holding - company system . " Upon accomplishing the divestments required under Section 11 ( b ) ( 1 ) ...
United States. Securities and Exchange Commission. unfairly or inequitably distribute voting power among security holders , of such holding - company system . " Upon accomplishing the divestments required under Section 11 ( b ) ( 1 ) ...
Otras ediciones - Ver todas
Decisions and Reports, Volumen3 United States. Securities and Exchange Commission Vista completa - 1940 |
Decisions and Reports, Volumen9 United States. Securities and Exchange Commission Vista completa - 1943 |
Decisions and Reports, Volumen4 United States. Securities and Exchange Commission Vista completa - 1940 |
Términos y frases comunes
acquisition additional Amended Plan amortization application appropriate approved approximately assets balance sheet basis cash Commission common stock common stockholders Commonwealth Company Act Release company's consolidated Consumers Corporation December 31 depreciation distribution earned surplus Electric Company Equitable estimated exemption Federal fees and expenses filed FINDINGS AND OPINION Finleyville forma Gas and Electric Gas Company hearing Holding Company Act holding company system income deductions Indiana interest investment issuance June 30 Light Company liquidation liquidation preferences long-term debt Mortgage Bonds NASD net income North American noted operating revenues outstanding par value payment Penelec Pennsylvania PEPCO Philadelphia Company Power Company preferred stock preferred stockholders principal amount pro forma proceedings Public Utility Holding purchase pursuant to Section record registered holding company reorganization requested reserve respect Section 11 security holders shares of common Southern Southern Company Standard Gas taxes tion Total Trustees UPU's Utility Holding Company utility plant
Pasajes populares
Página 622 - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange...
Página 622 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
Página 12 - The Commission by rules and regulations upon its own motion, or by order upon application, may conditionally or unconditionally exempt any person, security, or transaction, or any class or classes of persons, securities, or transactions, from any provision or provisions of this [Act] or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by...
Página 170 - ... (1) such holding company, and every subsidiary company thereof which is a public-utility company from which such holding company derives, directly or indirectly, any material part of its income, are predominantly intrastate in character and carry on their business substantially in a single State in which such holding company and every such subsidiary company thereof are organized...
Página 209 - ... securities exchange, to use or employ, in connection with the purchase or sale of any security otherwise than on a national securities exchange, any act, practice, or course of business defined by the Commission to be included within the term 'manipulative, deceptive, or other fraudulent device or contrivance...
Página 342 - Investors or consumers and not detrimental to the proper functioning of such system or systems. (2) To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holdingcompany system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute...
Página 319 - The rules of a registered securities association may provide that no member thereof shall deal with any nonmember broker or dealer (as defined in paragraph (2) of this subsection) except at the same prices, for the same commissions or fees, and on the same terms and conditions as are by such member accorded to the general public.
Página 385 - ... from engaging in or continuing any conduct or practice in connection with any such activity...
Página 132 - Any condition, stipulation? or provision binding any person to waive compliance with any provision of this title or o± any rule or regulation thereunder, or of any rule of an exchange required thereby shall be void.
Página 72 - The Commission may permit as reasonably incidental, or economically necessary or appropriate to the operations of one or more integrated public-utility systems the retention of an interest in any business (other than the business of a public-utility company as such) which the Commission shall find necessary or appropriate in the public interest or for the protection of investors or consumers and not detrimental to the proper functioning...