... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light... Decisions and Reports - Página 622por United States. Securities and Exchange Commission - 1955Vista completa - Acerca de este libro
| United States. Securities and Exchange Commission - 1953 - 828 páginas
...statements made. In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, IB connection with the purchase or sale of any security." 20 8. KC SECRET PROFITS Marks and Lime Cola's... | |
| United States. Securities and Exchange Commission - 1957 - 756 páginas
...statements made, In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...operates or would operate as a fraud or deceit upon any perron, In connection with the purchase or sale of any security." uTbe Court stated (IOC F. 2d, at... | |
| United States. Securities and Exchange Commission - 1953 - 824 páginas
...state a material fact necessary In order to make the statements made. in the light of the circumstances under which they were made, not misleading, or (3) to engage In any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon... | |
| United States - 1953 - 1692 páginas
...state a material fact necessary in order to make the statements made, in the light of the circumstances & transaction, practice, or course of business which operates or would operate as a fraud or deceit upon... | |
| 1977 - 958 páginas
...statements made in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person in, or in connection with (1) an offer to make, or the making of, any transaction for the purchase, sale... | |
| 2000 - 622 páginas
...statements made in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business...operate as a fraud or deceit upon any person, in, or in connection with (\) an offer to make or the making of, any transaction for the purchase, sale... | |
| 1999 - 620 páginas
...statements made in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business...operate as a fraud or deceit upon any person, in, or in connection with (1) an offer to make or the making of, any transaction for the purchase, sale... | |
| 1988 - 800 páginas
...make the statements made, in light of the circumstances under which they are made, not misleading; (3) To engage in any act, practice, or course of business...operates or would operate as a fraud or deceit upon any such registered investment company; or (4) To engage in any manipulative practice with respect to such... | |
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