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" The Commission by rules and regulations upon its own motion, or by order upon application, may conditionally or unconditionally exempt any person, security, or transaction, or any class or classes of persons, securities, or transactions, from any provision... "
Decisions and Reports - Página 12
por United States. Securities and Exchange Commission - 1955
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Decisions and Reports, Volumen25

United States. Securities and Exchange Commission - 1953 - 828 páginas
...with respect to Hamilton Funds, Inc., since such » Section 6 (c) of the Act reads at follows : "The Commission, by rules and regulations upon Its own...classes of persons, securities, or transactions, from an; prorlslon or provisions of this title or of any rule or regulation thereunder if and to the extent...
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Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1943 - 1160 páginas
...such registered company, any security or other property . . . ; * Section 8 (c) reads as follows : The Commission, by rules and regulations upon its own...or any class or classes of persons, securities, or transaction!, from any provision or provisions of this title or of any rule or regulation thereunder,...
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Decisions and Reports, Volumen20

United States. Securities and Exchange Commission - 1952 - 920 páginas
...to affiliated interests. EXEMPTION APPLICATION Sections (a) (1) of the Act provides : Sec. 3 (a) The Commission by rules and regulations upon its own motion, or by order upon application, shall exempt any holding company, and every subsidiary company thereof as such, from any provision...
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Decisions and Reports

United States. Securities and Exchange Commission - 1958 - 1232 páginas
...Cities to dispose of all of its interest, direct or indirect, in 1 Section 3 (a) (5) provides: "The Commission, by rules and regulations upon Its own motion, or by order npon application, shall exempt any holding company, and every subsidiary company thereof as such, from...
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The Interstate Commcerce Act: Together with Text of Supplmentary Acts and ...

United States - 1939 - 952 páginas
...changing the period at the end of the line to a semicolon and inserting the following: "Provided, That the Commission, by rules and regulations upon its own motion, or by order upon application, shall exempt from the provisions of this act any carrier by motor vehicle if such carrier is lawfully...
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Investment Trusts and Investment Companies: Hearings Before a ..., Parte3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 páginas
...rule or regulation thereunder shall be made available to the public, unless and except insofar as the Commission, by rules and regulations upon its own motion, or by order upon application, finds that public disclosure is neither necessary nor appropriate in the public interest or for the...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...any provision of this title shall be made available to the public, unless and except insofar as the Commission, by rules and regulations upon its own motion, or by order upon application, finds that public disclosure is neither necessary nor appropriate in the public interest or for the...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...rule or regulation thereunder shall be made available to the public, unless and except insofar as the Commission, by rules and regulations upon its own motion, or by order upon application, finds that public disclosure is neither necessary nor appropriate in the public interest or for the...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., Partes1-4

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...are invested, and any relationship between such company and the issuer of any such security. (c) The Commission, by rules and regulations upon its own motion, or by order apon application, may conditionally or unconditionally exempt any person, security, or transaction,...
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United States Code, Volumen2

United States - 2000 - 1216 páginas
...for text of (c) and (d)] (e) Exempt persons and transactions The Commission, by rule or regulation, upon its own motion, or by order upon application,...conditionally or unconditionally exempt any person or transaction, or any class or classes of persons or transactions, from subsection (a)(l) of this...
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