| United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979 - 996 páginas
...of stock. Opinion of the Court 445 U. 8. "(a) To employ any device, scheme, or artifice to defraud, [or] "(c) To engage in any act, practice, or course...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." 17 CFR § 240.10b-5 (1979). This case concerns... | |
| United States. Securities and Exchange Commission - 1956 - 926 páginas
...statements made, In the light of the circumstances under which they were made, not misleading, or "(3) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security." • Bule X-17A-5 provides In part : "Every member... | |
| United States. Securities and Exchange Commission - 1956 - 900 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. S3 3 s =K fc UJ SECURITIES AND EXCHANGE COMMISSION... | |
| United States. Securities and Exchange Commission - 1953 - 824 páginas
...statements made, In the light of the circumstances under which they were made, not misleading, or (3) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, In connection with the purchase or sale of any security. Rule X-15C1-2 provides : (a) The term "manlpultlve,... | |
| United States. Securities and Exchange Commission - 1953 - 828 páginas
...statements made. In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, IB connection with the purchase or sale of any security." 20 8. KC SECRET PROFITS Marks and Lime Cola's... | |
| United States. Securities and Exchange Commission - 1957 - 756 páginas
...statements made, In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...operates or would operate as a fraud or deceit upon any perron, In connection with the purchase or sale of any security." uTbe Court stated (IOC F. 2d, at... | |
| 2002 - 728 páginas
...bullion or bulk coins, or other commodities. It shall be unlawful for any person, by use of the mails or any means or instrumentality of interstate commerce,...of silver bullion, gold bullion, bulk silver coins, bulk gold coins, or any other commodity pursuant to a standardized contract commonly known to the trade... | |
| 1997 - 594 páginas
...bullion or bulk coins, or other commodities. It shall be unlawful for any person, by use of the mails or any means or instrumentality of interstate commerce,...of silver bullion, gold bullion, bulk silver coins, bulk gold coins, or any other commodity pursuant to a standardized contract commonly known to the trade... | |
| 2000 - 622 páginas
...bullion or bulk coins, or other commodities. It shall be unlawful for any person, by use of the mails or any means or instrumentality of interstate commerce,...deceit upon any person, in, or in connection with (\) an offer to make or the making of, any transaction for the purchase, sale or delivery of silver... | |
| 2002 - 1016 páginas
...instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud,...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15 USC 78j) [13 FR 8183.... | |
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