General Rules and Regulations and Forms Under the Public Utility Holding Company Act of 1935 ... |
Comentarios de la gente - Escribir un comentario
No encontramos ningún comentario en los lugares habituales.
Otras ediciones - Ver todas
Términos y frases comunes
accordance accounts acquiring acquisition additions adpt affiliate Amendment amount annual application or declaration appropriate approval associate company authorized bank banker bonds calendar capital changes Commission company or subsidiary company thereof connection construction contract Corporation cost deemed determining directors dividends document electric engaged exceed exempt from section filed granted HCAR holders Indenture interest investment issuance issued issuer July limited means ment mission months notice obligations Obligor officer operating otherwise outstanding pany paragraph payment performing permitting person preferred stock prescribed principal prior proposed provisions public-utility company pursuant reason Redesignated registered holding company regulations reorganization representative respect retirement revised Rule section 13 section 9 securities sell service company shares solicitation specified standards statement subsidiary company surplus thereof tion transaction trustee United unless utility utility assets voting
Pasajes populares
Página 19 - It shall be unlawful for any person to solicit or to permit the use of his or its name to solicit, by use of the mails or any means or instrumentality of interstate commerce, or otherwise, any proxy, power of attorney, consent, or authorization...
Página 34 - Commission the disclosure of such information would be in the public interest or the interest of investors or consumers, the information contained in any statement, application, declaration, report, or other document filed with the Commission shall be available to the public...
Página 17 - ... necessary or appropriate in the public interest or for the protection of investors or consumers to assure the maintenance of competitive conditions, the receipt of adequate consideration or the reasonableness of any fees or commissions to be paid with respect to sales of securities subject to section 12 (d) of the act.
Página 21 - ... all fees, expenses, and remuneration, to whomsoever paid, in connection with any reorganization, dissolution, liquidation, bankruptcy, or receivership of a registered holding company or subsidiary company thereof, in any such proceeding, shall be subject to approval by the Commission.
Página 3 - ... by such company it is not necessary in the public interest or for the protection of investors or consumers that such company be considered a gas utility company...
Página 15 - ... except pursuant to a declaration notifying the Commission of the proposed transaction, which has become effective In accordance with the procedure specified in § 250.23, and pursuant to the order of the Commission with respect to such declaration under the applicable provisions of the Act.
Página 34 - Commission in the course of any examination or investigation shall, unless made a matter of public record, be deemed confidential. Officers and employees are hereby prohibited from making such confidential information or documents...
Página 33 - In relation to any corporation or other organization issuing stock or similar securities, any person who, directly or indirectly, owns, controls, or holds with power to vote, 10 percent or more of the outstanding voting securities thereof.
Página 16 - Transactions approved by a reorganization court. Any such subsidiary company which is the subject of a proceeding for reorganization In any court of the United States in which proceeding the Commission has filed a notice of appearance pursuant to section 208 of Chapter X of the Bankruptcy Act, as amended (52 Stat.
Información bibliográfica
| Título | General Rules and Regulations and Forms Under the Public Utility Holding Company Act of 1935 ... General Rules and Regulations and Forms Under the Public Utility Holding Company Act of 1935, United States. Securities and Exchange Commission |
| Autor | United States. Securities and Exchange Commission |
| Editor | U.S. Government Printing Office, 1937 |
| Exportar cita | BiBTeX EndNote RefMan |