General Rules and Regulations and Forms Under the Public Utility Holding Company Act of 1935 ...U.S. Government Printing Office, 1937 |
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Página 1
... person registering as a company purposing to become a holding com- pany , shall file with the Commission a registra- tion statement on form U5B within 90 days after becoming a registered holding company . ( c ) Annual report . Every ...
... person registering as a company purposing to become a holding com- pany , shall file with the Commission a registra- tion statement on form U5B within 90 days after becoming a registered holding company . ( c ) Annual report . Every ...
Página 2
... person as a holding company , solely by reason of such person owning , controlling , or holding with power to vote any se- curities of any public - utility or holding company which are- ( 1 ) Not beneficially owned by such person and ...
... person as a holding company , solely by reason of such person owning , controlling , or holding with power to vote any se- curities of any public - utility or holding company which are- ( 1 ) Not beneficially owned by such person and ...
Página 4
... persons not in registered hold- ing - company systems . Any holding company specified in paragraph ( a ) and any person which is not a holding company or a subsidiary of any registered holding company , shall be exempt from section 9 ...
... persons not in registered hold- ing - company systems . Any holding company specified in paragraph ( a ) and any person which is not a holding company or a subsidiary of any registered holding company , shall be exempt from section 9 ...
Página 5
... persons of se- curities issued by affiliates . - Any person which is not a holding company or a subsidiary of a registered holding company shall be exempt from section 9 ( a ) ( 2 ) of the Act with respect to the acquisition of any ...
... persons of se- curities issued by affiliates . - Any person which is not a holding company or a subsidiary of a registered holding company shall be exempt from section 9 ( a ) ( 2 ) of the Act with respect to the acquisition of any ...
Página 7
... person may , not later than fifteen days after the publication of such notice or such other date as 3 Sections 6 ( a ) , 7 , 9 ( c ) ( 3 ) , 10 , 12 ( b ) , 12 ( c ) , 12 ( d ) , 12 ( e ) , 12 ( f ) , 15 and 20 ( c ) . may be fixed ...
... person may , not later than fifteen days after the publication of such notice or such other date as 3 Sections 6 ( a ) , 7 , 9 ( c ) ( 3 ) , 10 , 12 ( b ) , 12 ( c ) , 12 ( d ) , 12 ( e ) , 12 ( f ) , 15 and 20 ( c ) . may be fixed ...
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Términos y frases comunes
Act with respect affiliate application or declaration approval associate company thereof Atchafalaya River become effective capital commercial banking Commis Commission company or subsidiary Corporation curities declaration or application dividends document earned surplus electric or gas exempt from section filed financial connection HCAR holders Holding Company Act indebtedness Indenture Trustee Initially adpt investment banker issuance or sale issuer July 14 July 26 junior stock ment mutual service company notice of proposal Obligor otherwise paragraph performing services person preferred stock property additions Public Utility Holding public-utility company public-utility or holding pursuant to section registered holding company reorganization Rule 94 rules and regulations sale of securities section 13 section 9 sell services or construction sion solicitation specified suant subpara subparagraph subsidiary company thereof subsidiary service companies subsidiary thereof system of accounts thereto thereunder tion unsecured debt utility assets Utility Holding Company
Pasajes populares
Página 19 - It shall be unlawful for any person to solicit or to permit the use of his or its name to solicit, by use of the mails or any means or instrumentality of interstate commerce, or otherwise, any proxy, power of attorney, consent, or authorization...
Página 34 - Commission the disclosure of such information would be in the public interest or the interest of investors or consumers, the information contained in any statement, application, declaration, report, or other document filed with the Commission shall be available to the public...
Página 17 - ... necessary or appropriate in the public interest or for the protection of investors or consumers to assure the maintenance of competitive conditions, the receipt of adequate consideration or the reasonableness of any fees or commissions to be paid with respect to sales of securities subject to section 12 (d) of the act.
Página 21 - ... all fees, expenses, and remuneration, to whomsoever paid, in connection with any reorganization, dissolution, liquidation, bankruptcy, or receivership of a registered holding company or subsidiary company thereof, in any such proceeding, shall be subject to approval by the Commission.
Página 3 - ... by such company it is not necessary in the public interest or for the protection of investors or consumers that such company be considered a gas utility company...
Página 15 - ... except pursuant to a declaration notifying the Commission of the proposed transaction, which has become effective In accordance with the procedure specified in § 250.23, and pursuant to the order of the Commission with respect to such declaration under the applicable provisions of the Act.
Página 34 - Commission in the course of any examination or investigation shall, unless made a matter of public record, be deemed confidential. Officers and employees are hereby prohibited from making such confidential information or documents...
Página 33 - In relation to any corporation or other organization issuing stock or similar securities, any person who, directly or indirectly, owns, controls, or holds with power to vote, 10 percent or more of the outstanding voting securities thereof.
Página 16 - Transactions approved by a reorganization court. Any such subsidiary company which is the subject of a proceeding for reorganization In any court of the United States in which proceeding the Commission has filed a notice of appearance pursuant to section 208 of Chapter X of the Bankruptcy Act, as amended (52 Stat.