General Rules and Regulations and Forms Under the Public Utility Holding Company Act of 1935 ...U.S. Government Printing Office, 1937 |
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... Certain exemptions granted to non - utility subsidiaries_____ 16 50. Requirement of public invitation of proposals for the purchase or underwriting of securities . 17 3367 IV . SOLICITATIONS AND REORGANIZATIONS Page 19 19 19 20.
... Certain exemptions granted to non - utility subsidiaries_____ 16 50. Requirement of public invitation of proposals for the purchase or underwriting of securities . 17 3367 IV . SOLICITATIONS AND REORGANIZATIONS Page 19 19 19 20.
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... Solicitations other than in connection with a reorganization or transaction which is the subject of an application or ... solicitation of proxies ......... . V. OFFICERS , Directors and REPRESENTATIVES OF REGISTERED HOLDING COMPANies and ...
... Solicitations other than in connection with a reorganization or transaction which is the subject of an application or ... solicitation of proxies ......... . V. OFFICERS , Directors and REPRESENTATIVES OF REGISTERED HOLDING COMPANies and ...
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... SOLICITATIONS AND REORGANIZATIONS. From Non - affiliates 2 ( a ) Section 9 ( a ) shall not apply to the acqui- sition , from a person other than an associate or affiliate of the acquiring company or an affiliate of an associate company ...
... SOLICITATIONS AND REORGANIZATIONS. From Non - affiliates 2 ( a ) Section 9 ( a ) shall not apply to the acqui- sition , from a person other than an associate or affiliate of the acquiring company or an affiliate of an associate company ...
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... Solicitations Other Than in Connec- tion With a Reorganization or Transaction Which Is the Subject of an Application or Declaration 1 The solicitation of any authorization regard- ing any security of a registered holding company or ...
... Solicitations Other Than in Connec- tion With a Reorganization or Transaction Which Is the Subject of an Application or Declaration 1 The solicitation of any authorization regard- ing any security of a registered holding company or ...
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... solicitations.- ( 1 ) All persons who make any solicitation sub- ject to this rule shall submit , if so directed by the Commission , annual reports and statements of ac- counts to the persons from whom authorizations are procured . ( 2 ) ...
... solicitations.- ( 1 ) All persons who make any solicitation sub- ject to this rule shall submit , if so directed by the Commission , annual reports and statements of ac- counts to the persons from whom authorizations are procured . ( 2 ) ...
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Términos y frases comunes
Act with respect affiliate application or declaration approval associate company thereof Atchafalaya River August 26 become effective capital commercial banking Commis Commission company or subsidiary Corporation declaration or application document earned surplus electric or gas exempt from section filed financial connection HCAR holders Holding Company Act indebtedness Indenture Trustee Initially adpt investment banker issuance or sale issuer July 12 July 26 junior stock ment mutual service company notice of proposal Obligor otherwise paragraph performing services person preferred stock property additions Public Utility Holding public-utility company public-utility or holding pursuant to section registered holding company reorganization Rule 94 rules and regulations sale of securities section 13 section 9 sell services or construction sion solicitation specified suant subpara subparagraph subsidiary company thereof subsidiary service companies subsidiary thereof system of accounts thereto thereunder tion unsecured debt utility assets Utility Holding Company
Pasajes populares
Página 19 - It shall be unlawful for any person to solicit or to permit the use of his or its name to solicit, by use of the mails or any means or instrumentality of interstate commerce, or otherwise, any proxy, power of attorney, consent, or authorization...
Página 34 - Commission the disclosure of such information would be in the public interest or the interest of investors or consumers, the information contained in any statement, application, declaration, report, or other document filed with the Commission shall be available to the public...
Página 17 - ... necessary or appropriate in the public interest or for the protection of investors or consumers to assure the maintenance of competitive conditions, the receipt of adequate consideration or the reasonableness of any fees or commissions to be paid with respect to sales of securities subject to section 12 (d) of the act.
Página 21 - ... all fees, expenses, and remuneration, to whomsoever paid, in connection with any reorganization, dissolution, liquidation, bankruptcy, or receivership of a registered holding company or subsidiary company thereof, in any such proceeding, shall be subject to approval by the Commission.
Página 3 - ... by such company it is not necessary in the public interest or for the protection of investors or consumers that such company be considered a gas utility company...
Página 15 - ... except pursuant to a declaration notifying the Commission of the proposed transaction, which has become effective In accordance with the procedure specified in § 250.23, and pursuant to the order of the Commission with respect to such declaration under the applicable provisions of the Act.
Página 34 - Commission in the course of any examination or investigation shall, unless made a matter of public record, be deemed confidential. Officers and employees are hereby prohibited from making such confidential information or documents...
Página 33 - In relation to any corporation or other organization issuing stock or similar securities, any person who, directly or indirectly, owns, controls, or holds with power to vote, 10 percent or more of the outstanding voting securities thereof.
Página 16 - Transactions approved by a reorganization court. Any such subsidiary company which is the subject of a proceeding for reorganization In any court of the United States in which proceeding the Commission has filed a notice of appearance pursuant to section 208 of Chapter X of the Bankruptcy Act, as amended (52 Stat.