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" In relation to any corporation or other organization issuing stock or similar securities, any person who, directly or indirectly, owns, controls, or holds with power to vote, 10 percent or more of the outstanding voting securities thereof. "
General Rules and Regulations and Forms Under the Public Utility Holding ... - Página 33
por United States. Securities and Exchange Commission - 1937
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Decisions and Reports, Volumen5

United States. Securities and Exchange Commission - 1941 - 1124 páginas
...corporation held by him as trustee to new company pursuant to a plan of reorganization, and no longer owns, controls, or holds with power to vote 10 percent or more of the voting securities of a public utility company, trustee declared to have ceased to be a holding company,...
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Decisions and Reports

United States. Securities and Exchange Commission - 436 páginas
...percent of the outstanding capital stock of Natural Gas Company, Inc. It does not own, control, or hold with power to vote 10 percent or more of the outstanding voting securities of any other public utility i s. E. c. or holding company. Natural Gas Company, Inc., the only public...
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Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1943 - 1160 páginas
...to register under said Act because of their directly or indirectly owning, controlling, or holding with power to vote 10 percent or more of the outstanding voting securities of Texas Power Corporation and New England Public Service Company. The order provided that the exemption...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 páginas
...situations where a company directly or indirectly owns with power to vote, controls with power to vote, or holds with power to vote, 10 percent or more of the designated securities. Regardless of the appropriateness of considering, on an application of this...
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Decisions and Reports, Volumen3

United States. Securities and Exchange Commission - 1940 - 1240 páginas
...the Act, and in view of circumstances where the record does not disclose whether said receiver owns, controls, or holds with power to vote, 10 percent or more of outstanding voting securities of any public utility company or holding company other than his holdings...
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The Code of Federal Regulations of the United States of America ..., Libro 2

1940 - 1806 páginas
...such by the Securities and Exchange Commission) , If such corporation directly or Indirectly owns, controls, or holds with power to vote 10 percent or more of the outstanding voting securities of a publicutility company (ie, an electric utility company or a gas utility company as defined by...
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The Code of Federal Regulations of the United States of America ..., Libro 2

1943 - 1346 páginas
...such sale, such registered holding company does not, directly or indirectly, own, control, or hold with power to vote, 10 percent or more of the outstanding voting securities of such company, or such company has been declared not to be a subsidiary of such registered holding...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., Partes1-4

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...situations where a company directly or indirectly owns with power to vote, controls with power to vote, or holds with power to vote, 10 percent or more of the designated securities. Regardless of the appropriateness of considering, on an application of this...
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Investment Trusts and Investment Companies: Hearings Before a ..., Parte3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 páginas
...situations where a company directly or indirectly owns with power to vote, controls with power to vote, or holds with power to vote, 10 percent or more of the designated securities. Regardless of the appropriateness of considering, on an application of this...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...situations where a company directly or indirectly owns with power to vote, controls with power to vote, or holds with power to vote, 10 percent or more of the designated securities. Regardless of the appropriateness of considering, on an application of this...
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