| United States. Securities and Exchange Commission - 1945 - 1290 páginas
...may appropriately be sold may yary accordingly." necessary or appropriate In the public Interest or for the protection of Investors or consumers to assure...any fees or commissions to be paid with respect to the sale of securities subject to Section 12 (d) of the Act ... An appropriate order will issue. By... | |
| United States. Securities and Exchange Commission - 1953 - 824 páginas
...Commission finds that compliance therewith la not "necessary or appropriate In the public Interest or for the protection of Investors or consumers to assure...securities subject to Section 12 (d) of the Act". •See footnote 2, p. 287, tupra. 23 8. BC APPENDIX A KANSAS CITY GAS COMPANY 'ance sheet at Mar. 31,... | |
| United States. Securities and Exchange Commission - 1952 - 920 páginas
...requirements of paragraphs (b) and (c) of Rule U-50 is not necessary or appropriate in the public interest or for the protection of investors or consumers to assure...of adequate consideration, or the reasonableness of fees or commissions. COMPLIANCE WITH PREVIOUS ORDER As previously indicated, we have heretofore directed... | |
| United States. Securities and Exchange Commission - 1949 - 1134 páginas
...(5) of Rule U-50, that competitive bidding is not necessary or appropriate in the public interest or for the protection of investors or consumers to assure...of adequate consideration, or the reasonableness of underwriting fees. APPEARANCES : Maurice C. Kaplan and Arthur Goldman, of the Public Utilities Division... | |
| United States. Securities and Exchange Commission - 1956 - 1016 páginas
...necessary or appropriate in the public interest or for the protection of investors or consumers in order to assure the maintenance of competitive conditions,...or the reasonableness of any fees or commissions. Although we do not concur in all of the reasons which have been advanced for exemption from competitive... | |
| United States. Securities and Exchange Commission - 1953 - 828 páginas
...necessary or appropriate in the public interest or for the protection of investors or consumers or in order to assure the maintenance of competitive conditions,...of adequate consideration or the reasonableness of fees or commissions to be paid. In view of the facts recited above, we find that compliance with the... | |
| United States. Securities and Exchange Commission - 1950 - 856 páginas
...necessary or appropriate in the public interest or for the protection of investors or consumers or to assure the maintenance of competitive conditions,...of adequate consideration or the reasonableness of fees or commissions to be paid. COMPLIANCE WITH THE ACT On the basis of the record we find that the... | |
| 1943 - 1346 páginas
...Act (sec. 6, 49 Stat. 814; 15 USC 79f ) ; or (iii) necessary or appropriate in the public interest or for the protection of investors or consumers to assure...of securities subject to section 12 (d) of the Act (sec. 12, 49 Stat. 823; 15 US.C. 79Z) . Such a finding may be made in connection with the declaration... | |
| United States. Securities and Exchange Commission - 1944 - 1290 páginas
...bonds is not necessary or appropriate in the public interest or for the protection of investors "r consumers to assure the maintenance of competitive...of adequate consideration, or the reasonableness of fees or commissions. The issuance of such bonds therefore is exempted from the requirements of Rule... | |
| 1968 - 768 páginas
...provisions of section 6 (a) of the act or (iii) necessary or appropriate in the public interest or for the protection of investors or consumers to assure...issuance or sale, or upon a separate application for such a finding. Nothing in this section shall be deemed to preclude the Commission from entering any... | |
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